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Oppression and Liberty: Analysis of Oppression

Oppression and Liberty
Analysis of Oppression
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table of contents
  1. Title
  2. Essay I. Prospects: Are We Heading for the Proletarian Revolution?
  3. Essay 2. Reflections Concerning Technocracy, National-Socialism, the U.S.S.R. And Certain Other Matters
    1. On Lenin's Book Materialism and Empiriocriticism
  4. Essay 3. Reflections Concerning the Causes of Liberty and Social Oppression
    1. Critique of Marxism
    2. Analysis of Oppression
    3. Theoretical Picture of a Free Society
    4. Sketch of Contemporary Social Life
    5. Conclusion
  5. Fragments 1. 1933–1938
    1. The Fragments
      1. II
      2. III
      3. IV
    2. Critical Examination of the Ideas of Revolution and Progress
    3. Meditation on Obedience and Liberty
    4. On the Contradictions of Marxism
  6. Fragments 2. London 1943
    1. I
    2. II
  7. Essay 4. Is There a Marxist Doctrine?

Analysis of Oppression

The problem is, in short, to know what it is that links oppression in general and each form of oppression in particular to the system of production; in other words, to succeed in grasping the mechanism of oppression, in understanding by what means it arises, subsists, transforms itself, by what means, perhaps, it might theoretically disappear. This is, to all intents and purposes, a novel question. For centuries past, noble minds have regarded the power of oppressors as constituting a usurpation pure and simple, which one had to try to oppose either by simply expressing a radical disapproval of it, or else by armed force placed at the service of justice. In either case, failure has always been complete; and never was it more strikingly so than when it took on momentarily the appearance of victory, as happened with the French Revolution, when, after having effectively succeeded in bringing about the disappearance of a certain form of oppression, people stood by, helpless, watching a new oppression immediately being set up in its place.

In his ponderings over this resounding failure, which had come to crown all previous ones, Marx finally came to understand that you cannot abolish oppression so long as the causes which make it inevitable remain, and that these causes reside in the objective—that is to say material—conditions of the social system. He consequently elaborated a completely new conception of oppression, no longer considered as the usurpation of a privilege, but as the organ of a social function. This function is that very one which consists in developing the productive forces, in so far as this development calls for severe efforts and serious hardships; and Marx and Engels perceived a reciprocal relationship between this development and social oppression.

In the first place, according to them, oppression becomes established only when improvements in production have brought about a division of labour sufficiently advanced for exchange, military command and government to constitute distinct functions; on the other hand, oppression, once established, stimulates the further development of the productive forces, and changes in form as and when this development so demands, until the day when, having become a hindrance to it instead of a help, it disappears purely and simply.

However brilliant the concrete analyses may be by which Marxists have illustrated this thesis, and although it constitutes an improvement on the naïve expressions of indignation which it replaced, one cannot say that it throws light on the mechanism of oppression. It only partially describes its origins; for why should the division of labour necessarily turn into oppression? It by no means entitles us to a reasonable expectation of its ending; for if Marx believed himself to have shown how the capitalist system finally hinders production, he did not even attempt to prove that, in our day, any other oppressive system would hinder it in like manner. Furthermore, one fails to understand why oppression should not manage to continue, even after it has become a factor of economic regression. Above all, Marx omits to explain why oppression is invincible as long as it is useful, why the oppressed in revolt have never succeeded in founding a non-oppressive society, whether on the basis of the productive forces of their time, or even at the cost of an economic regression which could hardly increase their misery; and, lastly, he leaves completely in the dark the general principles of the mechanism by which a given form of oppression is replaced by another.

What is more, not only have Marxists not solved a single one of these problems, but they have not even thought it their duty to formulate them. It has seemed to them that they had sufficiently accounted for social oppression by assuming that it corresponds to a function in the struggle against nature. Even then, they have only really brought out this correspondence in the case of the capitalist system; but, in any case, to suppose that such a correspondence constitutes an explanation of the phenomenon is to apply unconsciously to social organisms Lamarck’s famous principle, as unintelligible as it is convenient, “the function creates the organ”. Biology only started to be a science on the day when Darwin replaced this principle by the notion of conditions of existence. The improvement lies in the fact that the function is no longer considered as the cause, but as the result of the organ—the only intelligible order; the part played by cause is henceforth attributed only to a blind mechanism, that of heredity combined with accidental variations. Actually, by itself, all this blind mechanism can do is to produce haphazardly anything whatsoever; the adaptation of the organ to the function here enters into play in such a manner as to limit chance by eliminating the non-viable structures, no longer as a mysterious tendency, but as a condition of existence; and this condition is defined by the relationship of the organism under consideration to its partly inert, partly living environment, and more especially to similar rival organisms. Adaptation is henceforth conceived in regard to living beings as an exterior and no longer an interior necessity.

It is clear that this luminous method is not only valid in biology, but wherever one is confronted by organized structures which have not been organized by anybody. In order to be able to appeal to science in social matters, we ought to have effected with respect to Marxism an improvement similar to that which Darwin effected with respect to Lamarck. The causes of social evolution must no longer be sought elsewhere than in the daily efforts of men considered as individuals. These efforts are certainly not directed haphazardly; they depend, in each individual case, on temperament, education, routine, customs, prejudices, natural or acquired needs, environment, and above all, broadly speaking, human nature, a term which, although difficult to define, is probably not devoid of meaning. But given the almost infinite diversity of individuals, and especially the fact that human nature includes among other things the ability to innovate, to create, to rise above oneself, this warp and woof of incoherent efforts would produce anything whatever in the way of social organization, were it not that chance found itself restricted in this field by the conditions of existence to which every society has to conform on pain of being either subdued or destroyed. The men who submit to these conditions of existence are more often than not unaware of them, for they act not by imposing a definite direction on the efforts of each one, but by rendering ineffective all efforts made in directions disallowed by them.

These conditions of existence are determined in the first place, as in the case of living beings, on the one hand by the natural environment and on the other hand by the existence, activity and especially competition of other organisms of the same species, that is to say here of other social groups. But still a third factor enters into play, namely, the organization of the natural environment, capital equipment, armaments, methods of work and of warfare; and this factor occupies a special position owing to the fact that, though it acts upon the form of social organization, it in turn undergoes the latter’s reaction upon it. Furthermore, this factor is the only one over which the members of a society can perhaps exercise some control.

This outline is too abstract to serve as a guide; but if on the basis of this summary view we could arrive at some concrete analyses, it would at last become possible to formulate the social problem. The enlightened goodwill of men acting in an individual capacity is the only possible principle of social progress; if social necessities, once clearly perceived, were found to lie outside the range of this goodwill in the same way as those which govern the stars, each man would have nothing more to do but to watch history unfolding as one watches the seasons go by, while doing his best to spare himself and his loved ones the misfortune of being either an instrument or a victim of social oppression. If this is not so, it would be necessary first of all to define by way of an ideal limit the objective conditions that would permit of a social organization absolutely free from oppression; then seek out by what means and to what extent the conditions actually given can be transformed so as to bring them nearer to this ideal; find out what is the least oppressive form of social organization for a body of specific objective conditions; and lastly, define in this field the power of action and responsibilities of individuals as such. Only on this condition could political action become something analogous to a form of work, instead of being, as has been the case hitherto, either a game or a branch of magic.

Unfortunately, in order to reach this stage, what is required is not only searching, rigorous thinking, subjected, so as to avoid all possibility of error, to the most exacting checking, but also historical, technical and scientific investigations of an unparalleled range and precision, and conducted from an entirely new point of view. However, events do not wait; time will not stop in order to afford us leisure; the present forces itself urgently on our attention and threatens us with calamities which would bring in their train, amongst many other harrowing misfortunes, the material impossibility of studying or writing otherwise than in the service of the oppressors. What are we to do? There would be no point in letting oneself be swept along in the mêlée by an ill-considered enthusiasm. No one has the faintest idea of either the objectives or the means of what is still from force of habit called revolutionary action. As for reformism, the principle of the lesser evil on which it is based is certainly eminently reasonable, however discredited it may be through the fault of those who have hitherto made use of it; though remember, if it has so far served only as a pretext for capitulation, this is due not to the cowardice of a few leaders, but to an ignorance unfortunately common to all; for as long as the worst and the best have not been defined in terms of a clearly and concretely conceived ideal, and then the precise margin of possibilities determined, we do not know which is the lesser evil, and consequently we are compelled to accept under this name anything effectively imposed by those who dispose of force, since any existing evil whatever is always less than the possible evils which uncalculating action invariably runs the risk of bringing about. Broadly speaking, blind men such as we are in these days have only the choice between surrender and adventure. And yet we cannot avoid the duty of determining here and now the attitude to adopt with regard to the present situation. That is why, until we have—if, indeed, such a thing is possible—taken to pieces the social mechanism, it is permissible perhaps to try to outline its principles; provided it be clearly understood that such a rough sketch rules out any kind of categorical assertion, and aims solely at submitting a few ideas, by way of hypotheses, to the critical examination of honest people. Besides, we are far from being without a guide on the subject. If Marx’s system, in its broad outlines, is of little assistance, it is a different matter when it comes to the analyses he was led to make by the concrete study of capitalism, and in which, while believing that he was limiting himself to describing a system, he probably more than once seized upon the hidden nature of oppression itself.

Among all the forms of social organization which history has to show, there are very few which appear to be really free from oppression; and these few are not very well known. All of them correspond to an extremely low level of production, so low that the division of labour is pretty well unknown, except between the sexes, and each family produces little more than its own requirements. It is sufficiently obvious, moreover, that such material conditions necessarily rule out oppression, since each man, compelled to sustain himself personally, is continually at grips with outside nature; war itself at this stage, is war of pillage and extermination, not of conquest, because the means of consolidating a conquest and especially of turning it to account are lacking. What is surprising is not that oppression should make its appearance only after higher forms of economy have been reached, but that it should always accompany them. This means, therefore, that as between a completely primitive economy and more highly developed forms of economy there is a difference not only of degree, but also of kind. And, in fact, although from the point of view of consumption there is but a change-over to slightly better conditions, production, which is the decisive factor, is itself transformed in its very essence. This transformation consists at first sight in a progressive emancipation with respect to nature. In completely primitive forms of production—hunting, fishing, gathering—human effort appears as a simple reaction to the inexorable pressure continually exercised on man by nature, and that in two ways. To start with, it takes place, to all intents and purposes, under immediate compulsion, under the ever-present spur of natural needs; and, by an indirect consequence, the action seems to receive its form from nature herself owing to the important part played therein by an intuition comparable to animal instinct and a patient observation of the most frequent natural phenomena, also owing to the indefinite repetition of methods that have often succeeded without men’s knowing why, and which are doubtless regarded as being welcomed by nature with special favour. At this stage, each man is necessarily free with respect to other men, because he is in direct contact with the conditions of his own existence, and because nothing human interposes itself between them and him; but, on the other hand, and to the same extent, he is narrowly subjected to nature’s dominion, and he shows this clearly enough by deifying her. At higher stages of production, nature’s compulsion continues certainly to be exercised, and still pitilessly, but in an apparently less immediate fashion; it seems to become more and more liberalized and to leave an increasing margin to man’s freedom of choice, to his faculty of initiative and decision. Action is no longer tied moment by moment to nature’s exigencies; men learn how to store up reserves on a long-term basis for meeting needs not yet actually felt; efforts which can be only of indirect usefulness become more and more numerous; at the same time a systematic co-ordination in time and in space becomes possible and necessary, and its importance increases continually. In short, man seems to pass by stages, with respect to nature, from servitude to dominion. At the same time nature gradually loses her divine character, and divinity more and more takes on human shape. Unfortunately, this emancipation is only a flattering semblance. In reality, at these higher stages, human action continues, as a whole, to be nothing but pure obedience to the brutal spur of an immediate necessity; only, instead of being harried by nature, man is henceforth harried by man. However, it is still the same pressure exerted by nature that continues to make itself felt, although indirectly; for oppression is exercised by force, and in the long run all force originates in nature.

The notion of force is far from simple, and yet it is the first that has to be elucidated in order to formulate the problems of society. Force and oppression—that makes two; but what needs to be understood above all is that it is not the manner in which use is made of some particular force, but its very nature, which determines whether it is oppressive or not. Marx clearly perceived this in connection with the State; he understood that this machine for grinding men down, cannot stop grinding as long as it goes on functioning, no matter in whose hands it may be. But this insight has a far more general application. Oppression proceeds exclusively from objective conditions. The first of these is the existence of privileges; and it is not men’s laws or decrees which determine privileges, nor yet titles to property; it is the very nature of things. Certain circumstances, which correspond to stages, no doubt inevitable, in human development, give rise to forces which come between the ordinary man and his own conditions of existence, between the effort and the fruit of the effort, and which are, inherently, the monopoly of a few, owing to the fact that they cannot be shared among all; thenceforward these privileged beings, although they depend, in order to live, on the work of others, hold in their hands the fate of the very people on whom they depend, and equality is destroyed. This is what happens to begin with when the religious rites by which man thinks to win nature over to his side, having become too numerous and complicated to be known by all, finally become the secret and consequently the monopoly of a few priests; the priest then disposes, albeit only through a fiction, of all of nature’s powers, and it is in their name that he exercises authority. Nothing essential is changed when this monopoly is no longer made up of rites but of scientific processes, and when those in possession of it are called scientists and technicians instead of priests.

Arms, too, give rise to a privilege from the day when, on the one hand, they are sufficiently powerful to render any defence by unarmed against armed men impossible, and, on the other, the handling of them has become sufficiently advanced, and consequently difficult, to require a long apprenticeship and continuous practice. For henceforth the workers are powerless to defend themselves, whereas the warriors, albeit incapable of production, always take forcible possession of the fruits of other people’s labour; the workers are thus at the mercy of the warriors, and not the other way about. The same thing applies to gold, and more generally to money, as soon as the division of labour is so far developed that no worker can live off his own products without having exchanged at any rate some of them for those of others; the organization of exchange then becomes necessarily the monopoly of a few specialists who, having money under their control, can both obtain for themselves, in order to live, the products of others’ labour, and at the same time deprive the producers of the indispensably necessary.

In short, wherever, in the struggle against men or against nature, efforts need to be multiplied and co-ordinated to be effective, coordination becomes the monopoly of a few leaders as soon as it reaches a certain degree of complexity, and execution’s primary law is then obedience; this is true both for the management of public affairs and for that of private undertakings. There may be other sources of privilege, but these are the chief ones; furthermore, except in the case of money, which appears at a given moment of history, all these factors enter into play under all systems of oppression; what changes is the way in which they are distributed and combined, the degree of concentration of power, and also the more or less closed and consequently more or less mysterious character of each monopoly. Nevertheless, privileges, of themselves, are not sufficient to cause oppression. Inequality could be easily mitigated by the resistance of the weak and the feeling for justice of the strong; it would not lead to a still harsher form of necessity than that of natural needs themselves, were it not for the intervention of a further factor, namely, the struggle for power.

As Marx clearly understood in the case of capitalism, and as a few moralists have perceived in a more general way, power contains a sort of fatality which weighs as pitilessly on those who command as on those who obey; nay more, it is in so far as it enslaves the former that, through their agency, it presses down upon the latter. The struggle against nature entails certain inescapable necessities which nothing can turn aside, but these necessities contain within themselves their own limits; nature resists, but she does not defend herself and where she alone is involved, each situation presents certain well-defined obstacles which arouse the best in human effort. It is altogether different as soon as relations between man and man take the place of direct contact between man and nature. The preservation of power is a vital necessity for the powerful, since it is their power which provides their sustenance; but they have to preserve it both against their rivals and against their inferiors, and these latter cannot do otherwise than try to rid themselves of dangerous masters; for, through a vicious circle, the master produces fear in the slave by the very fact that he is afraid of him, and vice versa; and the same is true as between rival powers.

What is more, the two struggles that every man of power has to wage—first against those over whom he rules, secondly against his rivals—are inextricably bound up together and each is all the time rekindling the other. A power, whatever it may be, must always tend towards strengthening itself at home by means of successes gained abroad, for such successes provide it with more powerful means of coercion; besides, the struggle against its rivals rallies behind it its own slaves, who are under the illusion they have a personal interest in the result of the battle. But, in order to obtain from the slaves the obedience and sacrifices indispensable to victory, that power has to make itself more oppressive; to be in a position to exercise this oppression, it is still more imperatively compelled to turn outwards; and so on. We can follow out the same chain of events by starting from another link; show how a given social group, in order to be in a position to defend itself against the outside powers threatening to lay hands on it, must itself submit to an oppressive form of authority; how the power thus set up, in order to maintain its position, must stir up conflicts with rival powers; and so on, once again. Thus it is that the most fatal of vicious circles drags the whole society in the wake of its masters in a mad merry-go-round.

There are only two ways of breaking the circle, either by abolishing inequality, or else by setting up a stable power, a power such that there exists a balance between those who command and those who obey. It is this second solution that has been sought by all whom we call upholders of order, or at any rate all those among them who have been moved neither by servility nor by ambition; it was doubtless so with the Latin writers who praised “the immense majesty of the Roman peace”, with Dante, with the reactionary school at the beginning of the nineteenth century, with Balzac, and is so today with sincere and thoughtful men of the Right. But this stability of power—objective of those who call themselves realists—shows itself to be a chimera, if one examines it closely, on the same grounds as the anarchists’ utopia.

Between man and matter, each action, whether successful or not, establishes a balance that can only be upset from outside; for matter is inert. A displaced stone accepts its new position; the wind consents to guide to her destination the same ship which it would have sent off her course if sails and rudder had not been properly adjusted. But men are essentially active beings and have a faculty of self-determination which they can never renounce, even should they so desire, except on the day when, through death, they drop back into the state of inert matter; so that every victory won over men contains within itself the germ of a possible defeat, unless it goes as far as extermination. But extermination abolishes power by abolishing its object. Thus there is, in the very essence of power, a fundamental contradiction that prevents it from ever existing in the true sense of the word; those who are called the masters, ceaselessly compelled to reinforce their power for fear of seeing it snatched away from them, are for ever seeking a dominion essentially impossible to attain; beautiful illustrations of this search are offered by the infernal torments in Greek mythology. It would be otherwise if one man could possess in himself a force superior to that of many other men put together; but such is never the case; the instruments of power—arms, gold, machines, magical or technical secrets—always exist independently of him who disposes of them, and can be taken up by others. Consequently all power is unstable.

Generally speaking, among human beings, since the relationships between rulers and ruled are never fully acceptable, they always constitute an irremediable disequilibrium which is continually aggravating itself; the same is true even in the sphere of private life, where love, for example, destroys all balance in the soul as soon as it seeks to dominate or to be dominated by its object. But here at any rate there is nothing external to prevent reason from returning and putting everything to rights by establishing liberty and equality; whereas social relationships, in so far as the very methods of labour and of warfare rule out equality, seem to cause madness to weigh down on mankind in the manner of an external fatality. For, owing to the fact that there is never power, but only a race for power, and that there is no term, no limit, no proportion set to this race, neither is there any limit or proportion set to the efforts that it exacts; those who give themselves up to it, compelled to do always better than their rivals, who in their turn strive to do better than they, must sacrifice not only the existence of the slaves, but their own also and that of their nearest and dearest; so it is that Agamemnon sacrificing his daughter lives again in the capitalists who, to maintain their privileges, acquiesce lightheartedly in wars that may rob them of their sons.

Thus the race for power enslaves everybody, strong and weak alike. Marx saw this clearly with reference to the capitalist system. Rosa Luxemburg used to inveigh against the aspect of “aimless merry-goround” presented by the Marxist picture of capitalist accumulation, that picture in which consumption appears as a “necessary evil” to be reduced to the minimum, a mere means for keeping alive those who devote themselves, whether as leaders or as workers, to the supreme object, which is none other than the manufacture of capital equipment, that is to say of the means of production. And yet it is the profound absurdity of this picture which gives it its profound truth; a truth which extends singularly beyond the framework of the capitalist system. The only characteristic peculiar to this system is that the instruments of industrial production are at the same time the chief weapons in the race for power; but always the methods pursued in the race for power, whatever they may be, bring men under their subjection through the same frenzy and impose themselves on them as absolute ends. It is the reflection of this frenzy that lends an epic grandeur to works such as the Comédie Humaine, Shakespeare’s Histories, the chansons de geste, or the Iliad. The real subject of the Iliad is the sway exercised by war over the warriors, and, through them, over humanity in general; none of them knows why each sacrifices himself and all his family to a bloody and aimless war, and that is why, all through the poem, it is the gods who are credited with the mysterious influence which nullifies peace negotiations, continually revives hostilities, and brings together again the contending forces urged by a flash of good sense to abandon the struggle.

Thus in this ancient and wonderful poem there already appears the essential evil besetting humanity, the substitution of means for ends. At times war occupies the forefront, at other times the search for wealth, at other times production; but the evil remains the same. The common run of moralists complain that man is moved by his private interest: would to heaven it were so! Private interest is a self-centred principle of action, but at the same time restricted, reasonable and incapable of giving rise to unlimited evils. Whereas, on the other hand, the law of all activities governing social life, except in the case of primitive communities, is that here each one sacrifices human life—in himself and in others—to things which are only means to a better way of living. This sacrifice takes on various forms, but it all comes back to the question of power. Power, by definition, is only a means; or to put it better, to possess a power is simply to possess means of action which exceed the very limited force that a single individual has at his disposal. But power-seeking, owing to its essential incapacity to seize hold of its object, rules out all consideration of an end, and finally comes, through an inevitable reversal, to take the place of all ends. It is this reversal of the relationship between means and end, it is this fundamental folly that accounts for all that is senseless and bloody right through history. Human history is simply the history of the servitude which makes men—oppressors and oppressed alike—the plaything of the instruments of domination they themselves have manufactured, and thus reduces living humanity to being the chattel of inanimate chattels.

Thus it is things, not men, that prescribe the limits and laws governing this giddy race for power. Men’s desires are powerless to control it. The masters may well dream of moderation, but they are prohibited from practising this virtue, on pain of defeat, except to a very slight extent; so that, apart from a few almost miraculous exceptions, such as Marcus Aurelius, they quickly become incapable even of conceiving it. As for the oppressed, their permanent revolt, which is always simmering, though it only breaks out now and then, can operate in such a way as to aggravate the evil as well as to restrict it; and on the whole it rather constitutes an aggravating factor in that it forces the masters to make their power weigh ever more heavily for fear of losing it.

From time to time the oppressed manage to drive out one team of oppressors and to replace it by another, and sometimes even to change the form of oppression; but as for abolishing oppression itself that would first mean abolishing the sources of it, abolishing all the monopolies, the magical and technical secrets that give a hold over nature, armaments, money, co-ordination of labour. Even if the oppressed were sufficiently conscious to make up their minds to do so, they could not succeed. It would be condemning themselves to immediate enslavement by the social groupings that had not carried out the same change; and even were this danger to be miraculously averted, it would be condemning themselves to death, for, once men have forgotten the methods of primitive production and have transformed the natural environment into which these fitted, they cannot recover immediate contact with nature.

It follows that, in spite of so many vague desires to put an end to madness and oppression, the concentration of power and the aggravation of its tyrannical character would know no bounds were these not by good fortune found in the nature of things. It behoves us to determine roughly what these bounds can be; and for this purpose we must keep in mind the fact that, if oppression is a necessity of social life, this necessity has nothing providential about it. It is not because it becomes detrimental to production that oppression can come to an end; the “revolt of the productive forces”, so naïvely invoked by Trotsky as a factor in history, is a pure fiction. We should be mistaken likewise in assuming that oppression to be ineluctable as soon as the productive forces have been sufficiently developed to ensure welfare and leisure for all. Aristotle admitted that there would no longer be anything to stand in the way of the abolition of slavery if it were possible to have the indispensable jobs done by “mechanical slaves”, and when Marx attempted to forecast the future of the human species, all he did was to take up this idea and develop it. It would be true if men were guided by considerations of welfare; but from the days of the Iliad to our own times, the senseless demands made by the struggle for power have taken away even the leisure for thinking about welfare. The raising of the output of human effort will remain powerless to lighten the load of this effort as long as the social structure implies the reversal of the relationship between means and ends, in other words, as long as the methods of labour and of warfare give to a few men a discretionary power over the masses; for the fatigues and privations that have become unnecessary in the struggle against nature will be absorbed by the war carried on between men for the defence or acquisition of privileges. Once society is divided up into men who command and men who execute, the whole of social life is governed by the struggle for power, and the struggle for subsistence only enters in as one factor, indispensable to be sure, of the former.

The Marxist view, according to which social existence is determined by the relations between man and nature established by production, certainly remains the only sound basis for any historical investigation; only these relations must be considered first of all in terms of the problem of power, the means of subsistence forming simply one of the data of this problem. This order seems absurd, but it merely reflects the essential absurdity lying at the very heart of social life. A scientific study of history would thus be a study of the actions and reactions which are perpetually arising between the organization of power and the methods of production; for although power depends on the material conditions of life, it never ceases to transform these conditions themselves. Such a study goes very far beyond our possibilities at the moment; but before grappling with the infinite complexity of the facts, it is useful to make an abstract diagram of this interplay of actions and reactions, rather in the same way as astronomers have had to invent an imaginary celestial sphere so as to find their way about among the movements and positions of the stars.

We must try first of all to draw up a list of the inevitable necessities which limit all species of power. In the first place, any sort of power relies upon instruments which have in each situation a given scope. Thus you do not command in the same way, by means of soldiers armed with bows and arrows, spears and swords as you do by means of aeroplanes and incendiary bombs; the power of gold depends on the role played by exchanges in economic life; that of technical secrets is measured by the difference between what you can accomplish with their aid and what you can accomplish without them; and so on. As a matter of fact, one must always include in this balance-sheet the subterfuges by which the powerful obtain through persuasion what they are totally unable to obtain by force, either by placing the oppressed in a situation such that they have or think they have an immediate interest in doing what is asked of them, or by inspiring them with a fanaticism calculated to make them accept any and every sacrifice. Secondly, since the power that a human being really exercises extends only to what is effectively under his control, power is always running up against the actual limits of the controlling faculty, and these are extremely narrow. For no single mind can encompass a whole mass of ideas at once; no man can be in several places at once; and for master and slave alike there are never more than twenty-four hours in a day. Collaboration apparently constitutes a remedy for this drawback; but as it is never absolutely free from rivalry, it gives rise to infinite complications. The faculties of examining, comparing, weighing, deciding, combining are essentially individual, and consequently the same thing applies also to power, whose exercise is inseparable from these faculties; collective power is a fiction, at any rate in final analysis. As for the number of interests that can come under the control of one single man, that depends to a very large extent on individual factors such as breadth and quickness of intelligence, capacity for work, firmness of character; but it also depends on the objective conditions of the control exercised, more or less rapid methods of transport and communication, simplicity or otherwise of the machinery of power. Lastly, the exercise of any form of power is subject to the existence of a surplus in the production of commodities, and a sufficiently large surplus so that all those engaged, whether as masters or as slaves, in the struggle for power, may be able to live. Obviously, the extent of such surplus depends on the methods of production, and consequently also on the social organization. Here, therefore, are three factors that enable one to conceive political and social power as constituting at each moment something analogous to a measurable force. However, in order to complete the picture, one must bear in mind that the men who find themselves in relationship, whether as masters or as slaves, with the phenomenon of power are unconscious of this analogy. The powerful, be they priests, military leaders, kings or capitalists, always believe that they command by divine right; and those who are under them feel themselves crushed by a power which seems to them either divine or diabolical, but in any case supernatural. Every oppressive society is cemented by this religion of power, which falsifies all social relations by enabling the powerful to command over and above what they are able to impose; it is only otherwise in times of popular agitation, times when, on the contrary, all—rebellious slaves and threatened masters alike—forget how heavy and how solid the chains of oppression are.

Thus a scientific study of history ought to begin by analysing the reactions brought to bear at each moment by power on the conditions which assign to it objectively its limits; and a hypothetical sketch of the play of these reactions is indispensable in order to conduct such an analysis, far too difficult, incidentally, considering our present possibilities. Some of these reactions are conscious and willed. Every power consciously strives, in proportion to the means at its disposal—a proportion determined by the social organization—to improve production and official control within its own sphere; history offers many an example of this, from the Pharaohs down to the present day, and it is on this that the notion of enlightened despotism is founded. On the other hand, every power strives also, and again consciously, to destroy among its competitors the means whereby to produce and govern, and is the object on their part of a similar attempt. Thus the struggle for power is at the same time constructive and destructive, and brings about economic progress or decadence, depending on whichever aspect wins the day; and it is clear that in a given civilization destruction will take place to an extent all the greater the more difficult it is for a power to expand without coming up against rival powers approximately as strong as itself. But the indirect consequences of the exercise of power are far more important than the conscious efforts of the wielders of power.

Every power, from the mere fact that it is exercised, extends to the farthest possible limit the social relations on which it is based; thus military power multiplies wars, commercial capital multiplies exchanges. Now it sometimes happens, through a sort of providential accident, that this extension gives rise, by some mechanism or other, to new resources that make a new extension possible, and so on, more or less in the same way as food strengthens living beings in full process of growth and enables them thus to win still more food so as to acquire still greater strength. All régimes provide examples of such providential accidents; for without them no form of power could endure, and consequently those powers that benefit from them are the only ones to subsist. Thus war enabled the Romans to carry off slaves, that is to say workers in the prime of life, whom others had had to provide for during childhood; the profit derived from slave labour made it possible to reinforce the army, and the stronger army undertook more important wars which brought in new and bigger consignments of slaves as booty. Similarly, the roads which the Romans built for military purposes later facilitated the government and exploitation of the conquered provinces, and thus contributed towards storing up resources for future wars.

If we turn now to modern times, we see, for example, that the extension of exchanges has brought about a greater division of labour, which in its turn has made a wider circulation of commodities indispensable; furthermore, the increased productivity which has resulted from this has furnished new resources that have been able to transform themselves into commercial and industrial capital. As far as big industry is concerned, it is clear that each important advance in mechanization has created at the same time resources, instruments and a stimulus towards a further advance. Similarly, it was the technique of big industry which came to provide the means of control and information indispensable to the centralized economy that is the inevitable outcome of big industry, such as the telegraph, the telephone, the daily press. The same may be said with regard to the means of transport. One could find all through history an immense number of similar examples, bearing on the widest and the narrowest aspects of social life. One may define the growth of a system by the fact that all it needs to do is to function in order to create new resources enabling it to function on a larger scale.

This phenomenon of automatic development is so striking that one would be tempted to imagine that a happily constituted system, if one may so express it, would go on enduring and progressing endlessly. That is exactly what the nineteenth century, socialists included, imagined with regard to the system of big industry. But if it is easy to imagine in a vague way an oppressive system that would never fall into decadence, it is no longer the same if one wants to conceive clearly and concretely the indefinite extension of a specific power. If it could extend endlessly its means of control, it would tend indefinitely towards a limit which would be something like ubiquity; if it could extend its resources endlessly, everything would be as though surrounding nature were evolving gradually towards that unqualified abundance from which Adam and Eve benefited in the earthly paradise; and, finally, if it could extend indefinitely the range of its own instruments—whether it be a question of arms, gold, technical secrets, machines or anything else—it would tend towards abolishing that correlation which, by indissolubly linking together the notions of master and of slave, establishes between master and slave a relationship of mutual dependence.

One cannot prove that all this is impossible; but one must assume that it is impossible, or else decide to think of human history as a fairy-tale. In general, one can only regard the world in which we live as subject to laws if one admits that every phenomenon in it is limited; and it is the same for the phenomenon of power, as Plato had understood. If we want to consider power as a conceivable phenomenon, we must think that it can extend the foundations on which it rests up to a certain point only, after which it comes up, as it were, against an impassable wall. But even so it is not in a position to stop; the spur of competition forces it to go ever farther and farther, that is to say to go beyond the limits within which it can be effectively exercised. It extends beyond what it is able to control; it commands over and above what it can impose; it spends in excess of its own resources. Such is the internal contradiction which every oppressive system carries within itself like a seed of death; it is made up of the opposition between the necessarily limited character of the material bases of power and the necessarily unlimited character of the race for power considered as relationship between men.

For as soon as a power goes beyond the limits assigned to it by the nature of things, it narrows down the bases on which it rests, renders these limits themselves narrower and narrower. By spreading beyond what it is able to control, it breeds a parasitism, a waste, a confusion which, once they have appeared, increase automatically. By attempting to command where actually it is not in a position to compel obedience, it provokes reactions which it can neither foresee nor deal with. Finally, by wishing to spread the exploitation of the oppressed beyond what the objective resources make possible, it exhausts these resources themselves; this is doubtless what is meant by the ancient and popular tale of the goose with the golden eggs. Whatever may be the sources from whence the exploiters draw the material goods which they appropriate, a day arrives when such and such a method of development, which was at first, as it went on spreading, more and more productive, finally becomes, on the other hand, increasingly costly. That is how the Roman army, which had first of all brought wealth to Rome, ended by ruining it; that is how the knights of the Middle Ages, whose battles had first of all brought a relative security to the peasants, who found themselves to a certain extent protected against acts of brigandage, ended in the course of their interminable wars by laying waste the countryside which fed them; and it certainly seems as though capitalism is passing through a phase of this kind. Once more, it cannot be proved that it must always be so; but it has to be assumed, unless the possibility of inexhaustible resources is also assumed. Thus it is the nature itself of things which constitutes that justice-dealing divinity the Greeks worshipped under the name of Nemesis, and which punishes excess.

When a specific form of domination finds itself thus arrested in its development and faced with decadence, it does not follow that it begins to disappear progressively; sometimes it is then, on the contrary, that it becomes most harshly oppressive, that it crushes human beings under its weight, that it grinds down body, heart and spirit without mercy. However, since everyone begins little by little to feel the lack of the resources required by some to maintain their supremacy, by others to live, a time comes when, on every hand, there is a feverish search for expedients. There is no reason why such a search should not remain fruitless; and in that case the régime can only end by collapsing for want of the means of subsistence and being replaced, not by another and better organised régime, but by a disorder, a poverty, a primitive condition of existence which continue until some new factor or other gives rise to new relationships of force. If it happens otherwise, if the search for new material resources is successful, new patterns of social life arise and a change of régime begins to form slowly and, as it were, subterraneously. Subterraneously, because these new forms can only develop in so far as they are compatible with the established order and do not represent, in appearance at any rate, any danger for the powers that be; otherwise nothing could prevent these powers from destroying them, as long as they remain the stronger. For the new social patterns to triumph over the old, this continued development must already have brought them to play effectively a more important role in the functioning of the social organism; in other words, they must have given rise to more powerful forces than those at the disposal of the official authorities. Thus there is never really any break in continuity, not even when the change of régime seems to be the result of a bloody struggle; for all that victory then does is to sanction forces that, even before the struggle, were the decisive factor in the life of the community, social patterns that had long since begun gradually to replace those on which the declining régime rested. So it was that, under the Roman Empire, the barbarians had begun to occupy the most important posts, the army was disintegrating little by little into armed bands led by adventurers, and the system of military colonies gradually replaced slavery by serfdom—all this long before the great invasions. Similarly, the French bourgeoisie did not by any means wait until 1789 to get the better of the nobility. The Russian Revolution, thanks to a singular conjunction of circumstances, certainly seemed to give rise to something entirely new; but the truth is that the privileges it abolished had not for a long time rested on any social foundation other than tradition; that the institutions arising out of the insurrection did not perhaps effectively function for as long as a single morning; and that the real forces, namely big industry, the police, the army, the bureaucracy, far from being smashed by the Revolution, attained, thanks to it, a power unknown in other countries.

Generally speaking, the sudden reversal of the relationship between forces which is what we usually understand by the term “revolution” is not only a phenomenon unknown in history, but furthermore, if we examine it closely, something literally inconceivable, for it would be a victory of weakness over force, the equivalent of a balance whose lighter scale were to go down. What history offers us is slow transformations of régimes, in which the bloody events to which we give the name “revolutions” play a very secondary role, and from which they may even be absent; such is the case when the social class which ruled in the name of the old relationships of force manages to keep a part of the power under cover of the new relationships, and the history of England supplies an example. But whatever may be the patterns taken by social transformations, all one finds, if one tries to lay bare the mechanism, is a dreary play of blind forces that unite together or clash, that progress or decline, that replace each other, without ever ceasing to grind beneath them the unfortunate race of human beings. At first sight there seems to be no weak spot in this sinister mesh of circumstances through which an attempt at deliverance might find its way. But it is not from such a vague, abstract and miserably hasty sketch as this that one can claim to draw any conclusion.

We must pose once again the fundamental problem, namely, what constitutes the bond which seems hitherto to have united social oppression and progress in the relations between man and nature? If one considers human development as a whole up to our own time, if, above all, one contrasts primitive tribes, organized practically without inequality, with our present-day civilization, it seems as if man cannot manage to lighten the yoke imposed by natural necessities without an equal increase in the weight of that imposed by social oppression, as though by the play of a mysterious equilibrium. And even, what is stranger still, it would seem that if, in fact, the human collectivity has to a large extent freed itself from the crushing burden which the gigantic forces of nature place on frail humanity, it has, on the other hand, taken in some sort nature’s place to the point of crushing the individual in a similar manner.

What makes primitive man a slave? The fact that he hardly orders his own activity at all; he is the plaything of need, which dictates each of his movements or very nearly, and harries him with its relentless spur; and his actions are regulated not by his own intelligence, but by the customs and caprices—both equally incomprehensible—of a nature that he can but worship with blind submission. If we consider simply the collectivity, men seem nowadays to have raised themselves to a condition that is diametrically the opposite of that servile state. Hardly a single one of their tasks constitutes a mere response to the imperative impulsion of need; work is accomplished in such a way as to take charge of nature and to organize her so that needs can be satisfied. Humanity no longer believes itself to be in the presence of capricious divinities whose good graces must be won over; it knows that it has merely to handle inert matter, and acquits itself of this task by methodically following out clearly conceived laws. At last we seem to have reached that epoch predicted by Descartes when men would use “the force and actions of fire, water, air, the stars and all the other bodies” in the same way as they do the artisans’ tools, and would thus make themselves masters of nature. But, by a strange inversion, this collective dominion transforms itself into servitude as soon as one descends to the scale of the individual, and into a servitude fairly closely resembling that associated with primitive conditions of existence.

The efforts of the modern worker are imposed on him by a constraint as brutal, as pitiless and which holds him in as tight a grip as hunger does the primitive hunter. From the time of that primitive hunter up to that of the worker in our large factories, passing by way of the Egyptian workers driven by the lash, the slaves of antiquity, the serfs of the Middle Ages constantly threatened by the seigniorial sword, men have never ceased to be goaded to work by some outside force and on pain of almost immediate death. And as for the sequence of movements in work, that, too, is often imposed from outside on our workers, exactly as in the case of primitive men, and is as mysterious for the ones as it was for the others; what is more, in this respect, the constraint is in certain cases incomparably more brutal today than it has ever been. However tied and bound a primitive man was to routine and blind gropings, he could at least try to think things out, to combine and innovate at his own risk, a liberty which is absolutely denied to a worker engaged in a production line. Lastly, if humanity appears to have reached the stage of controlling those forces of nature which, however, in Spinoza’s words, “infinitely surpass those of mankind”—and that in almost as sovereign a fashion as a rider controls his horse—that victory does not belong to men taken individually; only the largest collectivities are in a position to handle “the force and actions of fire, water, … and all the other bodies that surround us”; as for the members of these collectivities, both oppressors and oppressed are alike subjected to the implacable demands of the struggle for power.

Thus, in spite of progress, man has not emerged from the servile condition in which he found himself when he was handed over weak and naked to all the blind forces that make up the universe; it is merely that the power which keeps him on his knees has been as it were transferred from inert matter to the human society of which he is a member. That is why it is this society which is imposed on his worship through all the various forms that religious feeling takes in turn. Hence the social question poses itself in a fairly clear manner; the mechanism of this transfer must be examined; we must try to find out why man has had to pay this price for his power over nature; form an idea of what would constitute the least unhappy position for him to be in, that is to say the one in which he would be the least enslaved to the twin domination of nature and society; and lastly, discern what roads can lead towards such a position, and what instruments present-day civilization could place in men’s hands if they aspired to transform their lives in this way.

We accept material progress too easily as a gift of the gods, as something which goes without saying; we must look fairly and squarely at the conditions at the cost of which it takes place. Primitive life is something easy to understand; man is spurred on by hunger, or at any rate by the anguished thought that he will soon go hungry, and he sets off in search of food; he shivers in the cold, or at any rate at the thought that he will soon feel cold, and he goes in search of heat-creating or heat-preserving materials; and so on. As for the way in which to set about the matter, this is given him in the first place by the habit acquired in childhood of imitating his seniors, and also as a result of the habits which he has given himself in the course of innumerable tentative efforts, by repeating those methods which have succeeded; when caught off his guard, he continues to proceed by trial and error, spurred on as he is to act by a sharp urge which never leaves him a moment’s peace. In all this process, man has only to yield to his own nature, not master it.

On the other hand, as soon as we pass to a more advanced stage of civilization, everything becomes miraculous. Men are then found laying by things that are good to consume, desirable things, which they nevertheless go without. They are found giving up to a large extent the search for food, warmth, etc., and spending the best part of their energy on apparently unprofitable labours. As a matter of fact, most of these labours, far from being unprofitable, are infinitely more profitable than the efforts of primitive man, for they result in an organization of outside nature in a manner favourable to human existence; but this efficacy is indirect and often separated from the actual effort by so many intermediaries that the mind has difficulty in covering them; it is a long-term efficacy, often so long-term that it is only future generations which will benefit from it; while, on the other hand, the utter fatigue, physical pains and dangers connected with these labours are felt immediately, and all the time. Now, everybody knows from his own experience how unusual it is for an abstract idea having a long-term utility to triumph over present pains, needs and desires. It must, however, do so in the matter of social existence, on pain of a regression to a primitive form of life.

But what is more miraculous still is the co-ordination of labour. Any reasonably high level of production presupposes a more or less extensive co-operation; and co-operation shows itself in the fact that the efforts of each one have meaning and efficacy only through their relationship to and exact correspondence with the efforts of all the rest, in such a way that all the efforts together form one single collective piece of work. In other words, the movements of several men must be combined according to the manner in which the movements of a single man are combined. But how can this be done? A combination can only take place if it is intellectually conceived; while a relationship is never formed except within one mind. The number 2 thought of by one man cannot be added to the number 2 thought of by another man so as to make up the number 4; similarly, the idea that one of the cooperators has of the partial work he is carrying out cannot be combined with the idea that each of the others has of his respective task so as to form a coherent piece of work. Several human minds cannot become united in one collective mind, and the expressions “collective soul”, “collective thought”, so commonly employed nowadays, are altogether devoid of meaning. Consequently, for the efforts of several to be combined, they all need to be directed by one and the same mind, as the famous line in Faust expresses it: “One mind is enough for a thousand hands.”

In the egalitarian organization of primitive tribes, it is not possible to solve a single one of these problems, neither that of privation, nor that of incentive to effort, nor that of co-ordination of labour; on the other hand, social oppression provides an immediate solution, by creating, to put it broadly, two categories of men—those who command and those who obey. The leader co-ordinates without difficulty the efforts of those who are under his orders; he has no temptation to overcome in order to reduce them to what is strictly necessary; and as for the stimulus to effort, an oppressive organization is admirably equipped for driving men beyond the limit of their strength, some being whipped by ambition, others, in Homer’s words, “under the goad of a harsh necessity”.

The results are often extraordinary when the division between social categories is deep enough for those who decide what work shall be done never to be exposed to feeling or even knowing about the exhausting fatigue, the pains and the dangers of it, while those who do it and suffer have no choice, being continually under the sway of a more or less disguised menace of death. Thus it is that man escapes to a certain extent from the caprices of blind nature only by handing himself over to the no less blind caprices of the struggle for power. This is never truer than when man reaches—as in our case—a technical development sufficiently advanced to give him the mastery over the forces of nature; for, in order that this may be so, co-operation has to take place on such a vast scale that the leaders find they have to deal with a mass of affairs which lie utterly beyond their capacity to control. As a result, humanity finds itself as much the plaything of the forces of nature, in the new form that technical progress has given them, as it ever was in primitive times; we have had, are having, and will continue to have bitter experience of this. As for attempts to preserve technique while shaking off oppression, they at once provoke such laziness and such confusion that those who have engaged in them are more often than not obliged to place themselves again almost immediately under the yoke; the experiment was tried out on a small scale in the producers’ co-operatives, on a vast scale at the time of the Russian Revolution. It would seem that man is born a slave, and that servitude is his natural condition.

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