BOOK I

THE FORMATION OF THE AMERICAN PEOPLES

When the Iberians arrived in America they found either tribes or peoples of semi-civilised inhabitants. These natives differed from the Spanish and Portuguese invaders to such a degree that their conquest was a true creation of new societies on the ruins of ancient barbarian states. Before analysing the various aspects of American history we must therefore know something of the genius of the conquering race.

Conquerors and vanquished intermingled; territorial possession modified the spirit of the conquerors; and the colonies began to dream of conquering their independence. After twenty years of warfare the republic became the political type of these societies, which were exhausted by Spanish tyranny. Two periods, one of military anarchy, the other of domestic order, wealth, and industrialism, succeeded in the new States.

HIDALGO.
A priest who prepared for the independence of Mexico from the Spanish power.

LATIN AMERICA

Chapter I

the Conquering Race

Its psychological characteristics—Individualism and its aspects—The sentiment of equality.—African fanaticism.

Travellers and psychologists find in modern Greece the craft of Ulysses, the rhetorical ability of the Athenian sophists, and the anarchy of the brilliant democracies once grouped about the blue Mediterranean. Though its purity has been tainted by the onset of Africa and the Turks, the old Hellenic spirit survives in the race. A similar vitality is to be observed in America. The transatlantic Creole is a Spaniard of the heroic period, enervated by miscegenation and climate. It is impossible to understand or explain his character unless we take into account the genius of Spain. The wars of independence gave the Latin New World political liberty, and a deceptive novelty of forms and institutions, but beneath these the spirit of race survives: the Republic reproduces the essential traits of the colonial empire. In the cities, despite the invasion of cosmopolitanism, the old life persists, silent and monotonous, flowing past the ancient landmarks. The same little anxieties trouble mankind, which no longer has the haughty moral rigidity of the old hidalgos. Belief, conversation, intolerance—all retain the imprint of the narrow mould imposed upon them by three centuries of the proudly exclusive spirit of Spain. To study the political and religious history of the last century in the American democracies is to add a chapter to the history of Iberian evolution. Beyond the ocean and the fabled columns which were overthrown by the pikes of the conquistadors is another Spain, tropical, and divided against itself, in which the grace of Andalusia has vanquished the austerity of Castile.[1]

If the troublous existence of the metropolitan state could be reduced to the simplicity of a formula, that formula would also explain the troublous history of a score of American republics, just as the deep root will reveal the germ of the vicious development of a tropical tree. But nothing would be more impossible than to reduce to an abstract and enforced unity the disturbed evolution of Spain, full as it is of anarchy and bloodshed. The Peninsula, divided into hostile regions, the refuge of inimical races, presents in its past such contradictions as defy synthesis. Amid this theocratic people the development of municipal liberties was premature. While feudality still imposed its authority upon the rest of Europe, Spain saw the rise of the free cities. Beside the eternal Quixotism which renounces the vulgar kingdom of the useful in order to give itself only to the ideal the wise refrains of the people express a dense, prosaic, positive realism. The Catholic nation par excellence furnished the Duke of Alba with the troops that were to conquer Rome. After long years of absolute monarchy the old democratic spirit was reborn in the Peninsular juntas which opposed the French invasion. From Cantabria to Cadiz we discover, beneath the unity of Castile, a splendid variety of provincial types. The Asturian hardness contrasts with the rhythm of Andalusia, the impetuosity of Estremadura with the dryness of Catalonia, the tenacity of the Basques with the proud idleness of the Castilian.

From this territorial complexity arises a turbulent life: the secular struggle in favour of national unity, the generous epic of the Catholic crusade against Islam, and the gloomy pursuit of religious unity by means of inquisitorial holocausts. European history is transformed south of the Pyrenees. Feudality is arrested; the crusade against the infidel lasts eight centuries; religion and empire are established in magnificence like that of the Oriental theocracies. In the wealth of this national development persist the racial characteristics which we wish to determine: individualism, democracy, the local spirit so inimical to great unities, and the African fanaticism which is satisfied only with excessive sensations and extreme solutions—in short, the heritage of a grave and heroic race, in a state of perpetual moral tension, proud in the face of God and king and fate.

Individualism is the fundamental note of the Spanish psychology. An Iberian characteristic, it has all the force of an imperious atavism. It exalts any form of action, of self-affirmation; it inspires an unreasonable confidence in self and the powers of self; it tends to develop human energy, to preserve the national independence from external pressure, to defend it against the rigour of the law, the moral imperative, and the rigidity of duty; and it creates in exalted spirits an ardent desire of domination.

Strabo observed among the primitive Iberians, who were divided into hostile tribes, an immense pride, inimical to union and discipline. In his life and attitude the Spaniard reveals all the outward and inward aspects of individualism. The austerity and arrogance revealed by the very folds of the hidalgo's mantle, by his majestic port, his sonorous speech, and his lordly gesture, the personal valour which turns history into an epic, the audacity, the love of adventure, and the isolation, are forms of personal exaltation. "The Spaniards, in their simplicity," says the squire Marcos de Obregon, "persuade themselves that they are the absolute masters of all."

Individualism explains the analogies between Iberian and English history: the civilisation of the Peninsula recalls, in some of its characteristics, that of the Anglo-Saxons. In both we find the premature affirmation of liberty, an excessive pride, and a long struggle against invasions. From this arises an aggressive imperialism: commercial in the north, religious in the south. In England the climate and the territory gave individualism a utilitarian bent; in Spain the conflict with Islam gave it a warlike tendency. Idealism, the inward life, and imaginative exaltation created the Puritans in England; in Spain the mystics and the inquisitors. But in the conquest of hostile circumstances the Saxon acquires a sense of realism; while the Iberian, under a fiery sun, becomes in Spain as in America a hunter of chimeras. A symbol will express the resemblance between the two histories: Ariel and Caliban, Don Quixote and Sancho Panza represent the same eternal dualism of idealism and realism. Caliban has given England a vast empire; the knight-errant has returned to his native La Mancha, exhausted by his barren adventure.

Spanish evolution, and the moral and religious aspects of Peninsular life, are to be explained by this perpetual exaltation of the individual. Stoicism is the moral aspect of individualism. It preaches virility (esto vir. says Seneca): it develops the human will as opposed to Destiny; it is a gospel of austerity in the face of suffering, of silent heroism in the face of death. Seneca is for Roman Spain the teacher of energy; from his teaching proceeds that tenacious faith in character which touches Peninsular history with a grave virility. Christianity, which proclaims human dignity, becomes the national religion south of the Pyrenees. According to the Stoics, all men are equal before Destiny; according to Christ, they are equal before God; and of these two doctrines a formidable pride is born. Finally, in mysticism, the original expression of the religious genius of Spain, there is nothing to recall the pantheism of the Orient, nor the annihilation of man before the Absolute. The Peninsular mystics exalt their individuality, draw strength from the visit of their Friend, become divine through ecstasy, and aspire with the ardour of conquerors to the possession of God. To the German Reformation, which preached predestination, the theologians of Spain opposed free human choice, the efficacy of action, and the dignity and merit of effort. The Spanish religion was by no means satisfied with speculation; it made for action and preached energy. The struggles of Spain have a religious significance; the heroes are mystics and the mystics "knights of the Divine order." Ignatius Loyola and Saint Teresa dream of heroic undertakings and read the romances of chivalry. Mysticism inspires the warriors; faith purifies the covetousness of the conquerors.

Wilful and mystical, the Spanish temperament is active, and expresses itself externally in conflict; it manifests itself in comedy and tragedy. The Peninsular genius is dramatic. Adventure, movement, and the shock of passions are developed in an ample theatre which expresses all the aspects of aggravated individualism. The struggle is not only for independence, but for fame, to preserve the integrity of honour in the general eye. Jealous and revengeful, this preoccupation in respect of honour, which is profoundly Spanish, inspires innumerable tragedies. Antagonisms, ruptures, theses, and antitheses abound in Iberian history; the positivism of Sancho Panza, the idealism of Don Quixote; obstinacy and idleness; sloth and violence; parasitism and adventure; gloom and solemnity such as we find in the paintings of Zurbaran and Ribera, together with the frivolity of harmonious dance and festival and light-headed madness in the hot sunlight; faith in the will and acceptation of destiny; the ardour of mystics and conquerors and the cynicism of rogues and beggars; heroic disinterestedness and passionate covetousness: these are the irreducible contradictions of the Spanish mind, which explain the long conflict, the intensity of the internal drama. On the stage we find the reflection of these conflicts, these indurated wills; subtle passions, grandiose pride, lofty character; tragedies with a touch of farce and comedies with a mystic background. The literature of Chivalry—the immense crop of romances, the rude primitive poetry, the Cid, the Children of Lara—is a commentary upon individualism and action. The great literary types—the hero, the adventurer, the mystic, the noble chieftain, the knight, the lover—are exalted individualities. The picaro himself belongs to this hardy family; he is proud as any knight, and a goodly number of knights are picaresque. Subtle and sceptical, the picaro employs both cunning and heroism in the daily struggle for life. Of "Gongorism," a school of Spanish literature, Martinez-Ruiz has written that it is the expression of movement in language, a dynamic poetry for men of action. Dramas and romances of energy, violent epics, with nothing of the antique serenity: these form the true literature of Spain.

In art and philosophy and literature there are really no schools, but writers, philosophers, and painters; such as El Greco, who left no imitators; solitary individuals such as Gratian and Quevedo. But in Spain we see the triumph of those military and political organisations in which the individual finds the greatest freedom: the people, the tribe, the guerilla band, the battalion. The cult of rebellious and exuberant energy is general. In the relations of king and subject the same Peninsular individualism appears.

    "For besar mano de rey
No me tengo por honrado,
Porque la besó mi padre
Me tengo por afrentado."

says a Spanish rhyme. Obedience to the king is conditional; it is based upon the monarch's respect for the supreme order of justice, and his submission to a tacit or explicit contract between king and people. Charters, traditions, and usages limit the absolutism of the monarch. In the Cortes of Orcana in 1469 it is declared that the king is the "mercenary" of the people, who pay him a "salary."[2] All Spanish obedience is steeped in this kind of pride; the nobles of Aragon feel themselves individually the equals of the king, and collectively his superior. The cities, federated into hermandades or unions, treat with the monarch; they form a State within the State; they oppose the Government and force it to recognise their privileges. In 1226 the cities of Aragon and Catalonia demand of Jaime II. the grant of a charter of popular rights. Insurrections are frequent, and are incarnated in a hero of the rude national epic: the Cid. Mariana, a historian, authorises any violence directed against royal tyranny.

This individualism upholds a strict justice against the narrowness of the laws and the Byzantine debates of lawyers; against sentences, penalties, and tribunals. Poems and proverbs express this continual clash between the juridic ideal and the law; the Peninsular conscience condemns the partial and precarious justice of the codes. Joaquin Costa writes: "Of all the epics known to me—whether national or racial—the Spanish has done most to elevate the principle of justice, and has rendered the cult of justice most fervent." Austere and inviolable, the law represents a category of eternal relations, beside which all individualities are insignificant, even that of the king, and all institutions fragile, even the Church.

Stoical because it believed in pure justice; nourished by rude heroisms, inward visions, romances, and legends; exalted by mystic dialogues, and hardened by centuries of religious wars; the Spanish spirit, full of enthusiasm, entered upon the Renaissance, that sixteenth century which was to reveal the new continents across the ocean, the laws of Nature behind her mystery, and to create imperious personalities which opposed themselves to Fate. Then Spanish individualism broke out into mysticism, audacity, and adventure: it was the epoch of conquistadors, of politicians, of inquisitors, of Jimenez and Pizarro, Torquemada, Loyola, and Cortez. Spain broke through the circle of the Old World, fought in defence of Christian civilisation at Lepanto, and of Catholicism in Germany and Flanders; coveted the Mediterranean countries; colonised an immense and unknown continent; threatened Europe with the religious imperialism of Charles V. and Philip II., and, thanks to the legions of the Duke of Alba, imposed her will on the Pope. Her policy had the old Roman majesty and force; literature had found its "golden age"; philosophy proposed the vast harmonious solutions of Fox Morcillo, and laid down the bases of natural and national law by the pens of Francisco de Vitoria and Domingo de Soto. It was a splendid prodigality of energy, creation, conquest, and heroism—the last stage of a history of violent stoicism, which announced a long and majestic decadence.

Distrustful of hierarchies, Spanish individualism created social and democratic forms. Traditions, doctrines, customs, and laws denoted an exact sense of human equality. "Monachal democracy," said Menendez-Pelayo, in speaking of Spain, because the levelling of all classes offered certain conventual characteristics, and because there was a Christian basis to the fervour of the equalitarians; a "picaresque" democracy, wrote Salillas, alluding to the equality of the knight and the picaro, to the double phenomenon of a proud people making pretensions to nobility and a careless aristocracy continually drifting into democracy by reason of the lack of middle classes and the traditional idleness of the hidalgo. An anarchical democracy, inimical to hierarchy, proud and undisciplined, according to the analysis of Unamuno, in his profound work, En torno al Casticismo; a democratic Cæsarism, thought Oliveira Martins, for the absolutism of the monarch was not feudal royalty, but rather a principality of the Roman type. The king presided over a democracy of knights, mystics, adventurers, and rogues. This spirit of equality may be observed even in the formation of the Spanish aristocracy; the Gothic and hereditary nobility is foreign to the evolution of the Peninsular. The national aristocracy is to be found in the bosom of the Church; it is elective, subject to the current popular vicissitudes, to such a degree that the ecclesiastical councils are more truly national than the military councils and assemblies. Servitude is less rude in mediæval Spain than in the rest of Europe; the cultivator progresses, but disappears from the other side of the Pyrenees before the invasion of feudalism, and the hired or leasehold cultivator is almost free. There are tributary nobles: between the democracy and the nobility there are no irreducible divisions.

This equalitarian development is especially notable in the political world. In Spain feudalism is not a national institution, and the spirit of Gothic kingship becomes transformed under Iberian influences. In Leon and Castile the nobility are less powerful than in France or other parts of Spain, Catalonia, Navarre, and Aragon.[3] The social classes are not superimposed in rigorous order; cities acquire franchises, and "popular seigneuries" are formed.

The monarchy, too, undergoes this process of levelling or democratisation. The Emperor aims at equilibrium in equality; he destroys the excessive privileges of the aristocracy and the people; in the political conflict he leans to one side or the other alternately. The popular tongue consecrates the equality of the social classes: "In a hundred years a king becomes a thrall; in a hundred and six a thrall becomes a king." "All are equal to the king, except in wealth."

The Spanish commune lasts, because it is the centre of this great democracy. From the beginnings of Peninsular history we see the cities struggling for their independence. They reproduce the djemaa of the Atlas, beyond the Straits of Gibraltar, amid the Berbers, the parents of the Iberians; the djemaa is the African progenitor of the Spanish commune; both make an equal distribution of goods, and endeavour to avoid poverty. The djemaa, or municipality, or commune, isolated and autonomous, constitutes the political unit: the State is a confederation of free cities. The Spanish towns defend their liberties against every form of artificial unity, whether Phoenician, Greek, or Roman. Rome reigns for seven hundred years; but because she partially recognises the autonomy of the municipalities, the Spanish democracy; she increases civil rights, founds small republics, which elect their own magistrates, administer the communal finances, and discuss the payment of imposts and the distribution of lands in their ward. Thus Spanish individualism is satisfied. Rome, absorbing and centralising under the Cæsars, destroys local liberty; but a deep-seated current re-establishes the autonomy of the peoples when the Roman power decays. Assemblies of free citizens govern the cities; the Visigoth monarchy, at the suggestion of the national Church, respects the municipal organisation. Thus a hybrid system springs up, feudal in the Germanic character of the predominant aristocracy, democratic by virtue of the Councils, the Church, and the tenacious power of the cities. In the struggle against the Moors the kings compound with the proud, free cities, conceding charters and municipal privileges in exchange for a tribute of gold or flesh and blood.

Liberty and democracy are of more ancient date in Spain than in England. The charter of Leon, dated 1020, anterior to the great English charter, grants the municipalities an administrative and judicial jurisdiction; it recognises the hereditary rights of the serf in the soil which he tills, and his full liberty to change his seigneur; herein we see a modified feudalism. The first charters of Castile recognised the rights of the cities. In the councils of Burgos in 1169 and of Leon in 1188 the delegates of the municipalities figured; even in the Cortes of Aragon, where the Germanic tradition was predominant, representatives of the cities were admitted as early as the twelfth century. The overlord, who extended his protectorate over a city, did not despoil it of its former sovereignty; the Behetrias were cities or groups of cities which chose as their guardian a baron or warrior chief, without losing anything of their autonomy. The cities, proud of their privileges, united with the royal power in struggling against the nobility; thirty-four of them, in 1295, constituted the Hermandad (brotherhood, guild) of Castile, which eventually numbered as many as a hundred cities. In ancient Spain we are always discovering something of the nature of a contract, a concert of free wills, a perpetual concordat between governors and governed. From the Iberian tribe to the Roman city, from the city with its franchises to the villages grouped in hermandades, and from these to the popular juntas which defend Spain against the power of France and organise an epic resistance, there is an obvious historical continuity. Local patriotism is inimical to ambitious constructive policies. Many peoples invade the Peninsula—Semites, Berbers, Arabs, Copts, Touaregs, Syrians, Kelts, Greeks, Phoenicians, Carthaginians, Romans, Franks, Suabians, Vandals, Goths: they become superimposed like geological strata, draw apart from one another in the mountainous parts of Spain, and convert the quarrels of provinces and the rivalries of cities into regional conflicts and racial antagonisms.

In the clash of Spanish individualities, in the rude assertion of municipal prerogatives, in the democratic developments which are so hostile to any hierarchy, an African or Semitic patriotism is revealed, which converts history into a bloody tragedy. In the arid Castilian plain, confined by its glaring horizons, under its burning sun, we see the spectacle of a proud people defending absolute principles with aggressive faith. Religion is dry and fiery as the desert. Señor de Unamuno, writing of Spain,[4] calls her "a nation fanatical rather than superstitious, to whom the Semitic monotheism is better adapted than the Aryan polytheism." Jews and Moors are expelled from the Peninsula in the name of simple and rigid ideals, by an intolerance at once religious and political. Thus the spiritual integrity of Spain is achieved; but industry decays, poverty increases, decadence appears, and in a Spain drained of its blood by autodafés and emigrations a solitary cross is raised, the symbol of an African Christianity, to which the love of mankind is a stranger.

Spain is African, even from the prehistoric ages. The Iberian is like the men of the Atlas; like them, he is brown and dolicocephalous. The Kabyle douar and the Spanish village present remarkable analogies. An early geological change separates, by a narrow strait, two similar countries; two successive invasions spread an infusion of African blood throughout the Peninsula. Phoenicians and Carthaginians found colonies in maritime Spain; in 711 seven thousand Berbers establish themselves in the south; and the invasion of the Almohades in 1145 still further unites Iberians and Africans. During the long centuries of conflict between Christians and Arabs the two races intermingle under the cultivated tolerance of the Khalifs. The Gothic kings seek the aid of Arab chieftains in their quarrels; the Cid is a condottiere who fights alternately in the Mussulman and Christian armies, serving, with his troop of heroes, under the highest bidder. The Spanish monarchs in turn intervene in the quarrels of the Khalifs, and Alfonso VI., in 1185, allies himself with the Moorish king of Seville in order to conquer Toledo. The Arabs study under the masters of the Spanish capitals, while the Spaniards study Arabic, and are initiated into Oriental science. The language still preserves traces of the commerce between the two races. The Arabs, sceptical and refined, overlords already enervated by the grace and luxury of Andalusia, rule without fanaticism; they leave the vanquished their religion and their usages, their laws, authorities, and judges; they free such Christian slaves as are converted to Islam. The Mozarabs, Christians who live in the Mussulman States, without renouncing their faith and customs, pave the way for the fusion of the hostile races. In spite of a continual warfare, under the indifferent and alien rule of the Arab both victors and vanquished become subject, as did the first Gothic kings, to the national influence. It seems as though the gradual action of a common life were about to reconstitute the primitive type of man who once peopled Iberia from the Pyrenees to the Atlas.

The originality of Spain, contrasting, in her development, with the Indo-European nations, comes from Africa, from the atavism of the Iberians, from the long domination of the Moors, and from the Semitic Orient.

The anarchy of the tribe persists; the clergy are all-powerful, as are the African marabouts. To the feudal nobility and the European parliament the Peninsula opposes the Councils; to the struggles between Pope and Emperor, the Oriental fusion of religion and the monarchy, the Inquisition, and the omnipotence of the clergy; to the Reformation, the coalition of Catholics with Protestants, and the league of the princes of Christendom with the Sultan, a fanatical Christianity which realises the ideal of national unity by expelling Jews and Moors, and burning sorcerers and heretics in the crackling flames of autodafés. When Spain enters upon her decadence her ancient characteristics—individualism, the municipal spirit, and the democratic fervour—disappear, and the African and Semitic influences predominate. Under the theocracy the nation of conquerors degenerates; at Villalar the monarchy conquers the free cities and the arrogant nobility. The clergy reign in school and palace; as in the East, they form a superior caste. Rogues and ruffians—the picaros—succeed to the heroes and adventurers of the days of old; an Oriental parasitism invades the Peninsula, and legions of arrogant beggars people the highways of Castile. It is the final crisis of heroic Quixotism. The Moors are revenged for their defeat, imposing their African fanaticism on an impoverished Peninsula. New Spains across the ocean rise against the decadent mother-country. Exhausted with creating new nations, the conquering race sinks into repose, and a score of democracies prepare to enjoy its moral heritage.

[1] Of the Portuguese conquerors we may say that in their individualism and their love of adventure they resembled the Spaniards. Their fanaticism was certainly less bitter, perhaps because they had not been forced to struggle against the enemies of their faith.

[2] See Joaquín Costa, Concepto del Derecho en la Poesia española (Estudios jurídicos y politicos, Madrid 1884)

[3] Altamira, Historia de España y de la Civilizatión española, vol. i. p. 229 et seq.

[4] En torno al Casticismo, Madrid, 1902, p. 115.