CHAPTER III
SOCIETY AND THE GROUP
I. INTRODUCTION
1. Society, the Community, and the Group
Human nature and the person are products of society. This is the sum and substance of the readings in the preceding chapter. But what, then, is society—this web in which the lives of individuals are so inextricably interwoven, and which seems at the same time so external and in a sense alien to them? From the point of view of common sense, “society” is sometimes conceived as the sum total of social institutions. The family, the church, industry, the state, all taken together, constitute society. In this use of the word, society is identified with social structure, something more or less external to individuals.
In accordance with another customary use of the term, “society” denotes a collection of persons. This is a vaguer notion but it at least identifies society with individuals instead of setting it apart from them. But this definition is manifestly superficial. Society is not a collection of persons in the sense that a brick pile is a collection of bricks. However we may conceive the relation of the parts of society to the whole, society is not a mere physical aggregation and not a mere mathematical or statistical unit.
Various explanations that strike deeper than surface observation have been proposed as solutions for this cardinal problem of the social one and the social many; of the relation of society to the individual. Society has been described as a tool, an instrument, as it were, an extension of the individual organism. The argument runs something like this: The human hand, though indeed a part of the physical organism, may be regarded as an instrument of the body as a whole. If, as by accident it be lost, it is conceivable that a mechanical hand might be substituted for it, which, though not a part of the body, would function for all practical purposes as a hand of flesh and blood. A hoe may be regarded as a highly specialized hand, so also logically, if less figuratively, a plow. So the hand of another person if it does your bidding may be regarded as your instrument, your hand. Language is witness to the fact that employers speak of “the hands” which they “work.” Social institutions may likewise be thought of as tools of individuals for accomplishing their purposes. Logically, therefore, society, either as a sum of institutions or as a collection of persons, may be conceived of as a sum total of instrumentalities, extensions of the functions of the human organism which enable individuals to carry on life-activities. From this standpoint society is an immense co-operative concern of mutual services.
This latter is an aspect of society which economists have sought to isolate and study. From this point of view the relations of individuals are conceived as purely external to one another, like that of the plants in a plant community. Co-operation, so far as it exists, is competitive and “free.”
In contrast with the view of society which regards social institutions and the community itself as the mere instruments and tools of the individuals who compose it, is that which conceives society as resting upon biological adaptations, that is to say upon instincts, gregariousness, for example, imitation, or like-mindedness. The classic examples of societies based on instinct are the social insects, the well-known bee and the celebrated ant. In human society the family, with its characteristic differences and interdependences of the sexes and the age groups, husband and wife, children and parents, most nearly realizes this description of society. In so far as the organization of society is predetermined by inherited or constitutional differences, as is the case pre-eminently in the so-called animal societies, competition ceases and the relations of its component individuals become, so to speak, internal, and a permanent part of the structure of the group.
The social organization of human beings, on the other hand, the various types of social groups, and the changes which take place in them at different times under varying circumstances, are determined not merely by instincts and by competition but by custom, tradition, public opinion, and contract. In animal societies as herds, flocks, and packs, collective behavior seems obviously to be explained in terms of instinct and emotion. In the case of man, however, instincts are changed into habits; emotions, into sentiments. Furthermore, all these forms of behavior tend to become conventionalized and thus become relatively independent of individuals and of instincts. The behavior of the person is thus eventually controlled by the formal standards which, implicit in the mores, are explicit in the laws. Society now may be defined as the social heritage of habit and sentiment, folkways and mores, technique and culture, all of which are incident or necessary to collective human behavior.
Human society, then, unlike animal society is mainly a social heritage, created in and transmitted by communication. The continuity and life of a society depend upon its success in transmitting from one generation to the next its folkways, mores, technique, and ideals. From the standpoint of collective behavior these cultural traits may all be reduced to the one term “consensus.” Society viewed abstractly is an organization of individuals; considered concretely it is a complex of organized habits, sentiments, and social attitudes—in short, consensus.
The terms society, community, and social group are now used by students with a certain difference of emphasis but with very little difference in meaning. Society is the more abstract and inclusive term, and society is made up of social groups, each possessing its own specific type of organization but having at the same time all the general characteristics of society in the abstract. Community is the term which is applied to societies and social groups where they are considered from the point of view of the geographical distribution of the individuals and institutions of which they are composed. It follows that every community is a society, but not every society is a community. An individual may belong to many social groups but he will not ordinarily belong to more than one community, except in so far as a smaller community of which he is a member is included in a larger of which he is also a member. However, an individual is not, at least from a sociological point of view, a member of a community because he lives in it but rather because, and to the extent that, he participates in the common life of the community.
The term social group has come into use with the attempts of students to classify societies. Societies may be classified with reference to the rôle which they play in the organization and life of larger social groups or societies. The internal organization of any given social group will be determined by its external relation to other groups in the society of which it is a part as well as by the relations of individuals within the group to one another. A boys’ gang, a girls’ clique, a college class, or a neighborhood conforms to this definition quite as much as a labor union, a business enterprise, a political party, or a nation. One advantage of the term “group” lies in the fact that it may be applied to the smallest as well as to the largest forms of human association.
2. Classification of the Materials
Society, in the most inclusive sense of that term, the Great Society, as Graham Wallas described it, turns out upon analysis to be a constellation of other smaller societies, that is to say races, peoples, parties, factions, cliques, clubs, etc. The community, the world-community, on the other hand, which is merely the Great Society viewed from the standpoint of the territorial distribution of its members, presents a different series of social groupings and the Great Society in this aspect exhibits a totally different pattern. From the point of view of the territorial distribution of the individuals that constitute it, the world-community is composed of nations, colonies, spheres of influence, cities, towns, local communities, neighborhoods, and families.
These represent in a rough way the subject-matter of sociological science. Their organization, interrelation, constituent elements, and the characteristic changes (social processes) which take place in them are the phenomena of sociological science.
Human beings as we meet them are mobile entities, variously distributed through geographical space. What is the nature of the connection between individuals which permits them at the same time to preserve their distances and act corporately and consentiently—with a common purpose, in short? These distances which separate individuals are not merely spatial, they are psychical. Society exists where these distances have been relatively overcome. Society exists, in short, not merely where there are people but where there is communication.
The materials in this chapter are intended to show (1) the fundamental character of the relations which have been established between individuals through communication; (2) the gradual evolution of these relations in animal and human societies. On the basis of the principle thus established it is possible to work out a rational classification of social groups.
Espinas defines society in terms of corporate action. Wherever separate individuals act together as a unit, where they co-operate as though they were parts of the same organism, there he finds society. Society from this standpoint is not confined to members of one species, but may be composed of different members of species where there is permanent joint activity. In the study of symbiosis among animals, it is significant to note the presence of structural adaptations in one or both species. In the taming and domestication of animals by man the effects of symbiosis are manifest. Domestication, by the selection in breeding of traits desired by man, changes the original nature of the animal. Taming is achieved by control of habits in transferring to man the filial and gregarious responses of the young naturally given to its parents and members of its kind. Man may be thought of as domesticated through natural social selection. Eugenics is a conscious program of further domestication by the elimination of defective physical and mental racial traits and by the improvement of the racial stock through the social selection of superior traits. Taming has always been a function of human society, but it is dignified by such denominations as “education,” “social control,” “punishment,” and “reformation.”
The plant community offers the simplest and least qualified example of the community. Plant life, in fact, offers an illustration of a community which is not a society. It is not a society because it is an organization of individuals whose relations, if not wholly external, are, at any rate, “unsocial” in so far as there is no consensus. The plant community is interesting, moreover, because it exhibits in the barest abstraction, the character of competitive co-operation, the aspect of social life which constitutes part of the special subject-matter of economic science.
This struggle for existence, in some form or other, is in fact essential to the existence of society. Competition, segregation, and accommodation serve to maintain the social distances, to fix the status, and preserve the independence of the individual in the social relation. A society in which all distances, physical as well as psychical, had been abolished, in which there was neither taboo, prejudice, nor reserve of any sort; a society in which the intimacies were absolute, would be a society in which there were neither persons nor freedom. The processes of competition, segregation, and accommodation brought out in the description of the plant community are quite comparable with the same processes in animal and human communities. A village, town, city, or nation may be studied from the standpoint of the adaptation, struggle for existence, and survival of its individual members in the environment created by the community as a whole.
Society, as Dewey points out, if based on instinct is an effect of communication. Consensus even more than co-operation or corporate action is the distinctive mark of human society. Dewey, however, seems to restrict the use of consensus to group decisions in which all the members consciously and rationally participate. Tradition and sentiment are, however, forms of consensus quite as much as constitutions, rules, and elections.
Le Bon’s classification of social groups into heterogeneous and homogeneous crowds, while interesting and suggestive, is clearly inadequate. Many groups familiar to all of us, as the family, the play-group, the neighborhood, the public, find no place in his system.[80]
Concrete descriptions of group behavior indicate three elements in the consensus of the members of the group. The first is the characteristic state of group feeling called esprit de corps. The enthusiasm of the two sides in a football contest, the ecstasy of religious ceremonial, the fellowship of members of a fraternity, the brotherhood of a monastic band are all different manifestations of group spirit.
The second element in consensus has become familiar through the term “morale.” Morale may be defined as the collective will. Like the will of the individual it represents an organization of behavior tendencies. The discipline of the individual, his subordination to the group, lies in his participation and reglementation in social activities.
The third element of consensus which makes for unified behavior of the members of the group has been analyzed by Durkheim under the term “collective representations.” Collective representations are the concepts which embody the objectives of group activity.
The totem of primitive man, the flag of a nation, a religious creed, the number system, and Darwin’s theory of the descent of man—all these are collective representations. Every society and every social group has, or tends to have, its own symbols and its own language. The language and other symbolic devices by which a society carries on its collective existence are collective representations. Animals do not possess them.
II. MATERIALS
A. SOCIETY AND SYMBIOSIS
1. Definition of Society[81]
The idea of society is that of a permanent co-operation in which separate living beings undertake to accomplish an identical act. These beings may find themselves brought by their conditions to a point where their co-operation forces them to group themselves in space in some definite form, but it is by no means necessary that they should be in juxtaposition for them to act together and thus to form a society. A customary reciprocation of services among more or less independent individualities is the characteristic feature of the social life, a feature that contact or remoteness does not essentially modify, nor the apparent disorder nor the regular disposition of the parties in space.
Two beings may then form what is to the eyes a single mass, and may live, not only in contact with each other, but even in a state of mutual penetration without constituting a society. It is enough in such a case that one looks at them as entirely distinct, that their activities tend to opposite or merely different ends. If their functions, instead of co-operating, diverge; if the good of one is the evil of the other, whatever the intimacy of their contact may be, no social bond unites them.
But the nature of the functions and the form of the organs are inseparable. If two beings are endowed with functions that necessarily combine, they are also endowed with organs, if not similar, at least corresponding. And these beings with like or corresponding organs are either of the same species or of very nearly the same species.
However, circumstances may be met where two beings with quite different organs and belonging even to widely remote species may be accidentally and at a single point useful to each other. A habitual relation may be established between their activities, but only on this one point, and in the time limits in which the usefulness exists. Such a case gives the occasion, if not for a society, at least for an association; that is to say, a union less necessary, less strict, less durable, may find its origin in such a meeting. In other words, beside the normal societies formed of elements specifically alike, which cannot exist without each other, there will be room for more accidental groupings, formed of elements more or less specifically unlike, which convenience unites and not necessity. We will commence with a study of the latter.
To society the most alien relations of two living beings which can be produced are those of the predator and his prey. In general, the predator is bulkier than his prey, since he overcomes him and devours him. Yet smaller ones sometimes attack larger creatures, consuming them, however, by instalments, and letting them live that they themselves may live on them as long as possible. In such a case they are forced to remain for a longer or a shorter time attached to the body of their victim, carried about by it wherever the vicissitudes of its life lead them. Such animals have received the name of parasites. Parasitism forms the line inside of which our subject begins; for if one can imagine that the parasite, instead of feeding on the animal from whom he draws his subsistence, is content to live on the remains of the other’s meals, one will find himself in the presence, not yet of an actual society, but of half the conditions of a society; that is to say, a relation between two beings such that, all antagonism ceasing, one of the two is useful to the other. Such is commensalism. However, this association does not yet offer the essential element of all society, co-operation. There is co-operation when the commensal is not less useful to his host than the latter is to the commensal himself, when the two are concerned in living in a reciprocal relation and in developing their double activity in corresponding ways toward a single and an identical goal. One has given to this mode of activity the name of mutualism. Domestication is only one form of it. Parasitism, commensalism, mutualism, exist with animals among the different species.
2. Symbiosis (literally “living together”)[82]
In gaining their wide and intimate acquaintance with the vegetable world the ants have also become acquainted with a large number of insects that obtain their nutriment directly from plants, either by sucking up their juices or by feeding on their foliage. To the former group belong the phytophthorous Homoptera, the plant lice, scale insects, or mealy bugs, tree-hoppers, lantern flies, and jumping plant lice; to the latter belong the caterpillars of the lycaenid butterflies, the “blues,” or “azures,” as they are popularly called. All of these creatures excrete liquids which are eagerly sought by the ants and constitute the whole, or, at any rate, an important part of the food of certain species. In return the Homoptera and caterpillars receive certain services from the ants, so that the relations thus established between these widely different insects may be regarded as a kind of symbiosis. These relations are most apparent in the case of the aphids, and these insects have been more often and more closely studied in Europe and America.
The consociation of the ants with the aphids is greatly facilitated by the gregarious and rather sedentary habits of the latter, especially in their younger, wingless stages, for the ants are thus enabled to obtain a large amount of food without losing time and energy in ranging far afield from their nests. Then, too, the ants may establish their nests in the immediate vicinity of the aphid droves or actually keep them in their nests or in “sheds” carefully constructed for the purpose.
Some ants obtain the honey-dew merely by licking the surface of the leaves and stems on which it has fallen, but many species have learned to stroke the aphids and induce them to void the liquid gradually so that it can be imbibed directly. A drove of plant lice, especially when it is stationed on young and succulent leaves or twigs, may produce enough honey-dew to feed a whole colony of ants for a considerable period.
As the relations between ants and the various Homoptera have been regarded as mutualistic, it may be well to marshal the facts which seem to warrant this interpretation. The term “mutualism” as applied to these cases means, of course, that the aphids, coccids, and membracids are of service to the ants and in turn profit by the companionship of these more active and aggressive insects. Among the modifications in structure and behavior which may be regarded as indicating on the part of aphids unmistakable evidence of adaptation to living with ants, the following may be cited:
1. The aphids do not attempt to escape from the ants or to defend themselves with their siphons, but accept the presence of these attendants as a matter of course.
2. The aphids respond to the solicitations of the ants by extruding the droplets of honey-dew gradually and not by throwing them off to a distance with a sudden jerk, as they do in the absence of ants.
3. Many species of Aphididae that live habitually with ants have developed a perianal circlet of stiff hairs which support the drop of honey-dew till it can be imbibed by the ants. This circlet is lacking in aphids that are rarely or never visited by ants.
4. Certain observations go to show that aphids, when visited by ants, extract more of the plant juices than when unattended.
The adaptations on the part of the ants are, with a single doubtful exception, all modifications in behavior and not in structure.
1. Ants do not seize and kill aphids as they do when they encounter other sedentary defenseless insects.
2. The ants stroke the aphids in a particular manner in order to make them excrete the honey-dew, and know exactly where to expect the evacuated liquid.
3. The ants protect the aphids. Several observers have seen the ants driving away predatory insects.
4. Many aphidicolous ants, when disturbed, at once seize and carry their charges in their mandibles to a place of safety, showing very plainly their sense of ownership and interest in these helpless creatures.
5. This is also exhibited by all ants that harbor root-aphids and root-coccids in their nests. Not only are these insects kept in confinement by the ants, but they are placed by them on the roots. In order to do this the ants remove the earth from the surfaces of the roots and construct galleries and chambers around them so that the Homoptera may have easy access to their food and even move about at will.
6. Many ants construct, often at some distance from their nests, little closed pavilions or sheds of earth, carton, or silk, as a protection for their cattle and for themselves. The singular habit may be merely a more recent development from the older and more general habit of excavating tunnels and chambers about roots and subterranean stems.
7. The solicitude of the ants not only envelops the adult aphids and coccids, but extends also to their eggs and young. Numerous observers have observed ants in the autumn collecting and storing aphid eggs in the chambers of their nests, caring for them through the winter and in the spring placing the recently hatched plant lice on the stems and roots of the plants.
In the foregoing I have discussed the ethological relations of ants to a variety of other organisms. This, however, did not include an account of some of the most interesting symbiotic relations, namely, those of the ants to other species of their own taxonomic group and to termites. This living together of colonies of different species may be properly designated as social symbiosis, to distinguish it from the simple symbiosis that obtains between individual organisms of different species and the intermediate form of symbiosis exhibited by individual organisms that live in ant or termite colonies.
The researches of the past forty years have brought to light a remarkable array of instances of social symbiosis, varying so much in intimacy and complexity that it is possible to construct a series ranging from mere simultaneous occupancy of a very narrow ethological station, or mere contiguity of domicile, to an actual fusion, involving the vital dependence or parasitism of a colony of one species on that of another. Such a series is, of course, purely conceptual and does not represent the actual course of development in nature, where, as in the animal and vegetable kingdoms in general, development has not followed a simple linear course, but has branched out repeatedly and terminated in the varied types at the present time.
It is convenient to follow the European writers, von Hagens, Forel, Wasmann, and others, in grouping all the cases of social symbiosis under two heads, the compound nests and the mixed colonies. Different species of ants or of ants and termites are said to form compound nests when their galleries are merely contiguous or actually interpenetrate and open into one another, although the colonies which inhabit them bring up their respective offspring in different apartments. In mixed colonies, on the other hand, which, in a state of nature, can be formed only by species of ants of close taxonomic affinities, the insects live together in a single nest and bring up their young in common. Although each of these categories comprises a number of dissimilar types of social symbiosis, and although it is possible, under certain circumstances, as will be shown in the sequel, to convert a compound nest into a mixed colony, the distinction is nevertheless fundamental. It must be admitted, however, that both types depend in last analysis on the dependent, adoption-seeking instincts of the queen ant and on the remarkable plasticity which enables allied species and genera to live in very close proximity to one another. By a strange paradox these peculiarities have been produced in the struggle for existence, although this struggle is severer among different species of ants than between ants and other organisms. As Forel says: “The greatest enemies of ants are other ants, just as the greatest enemies of men are other men.”
3. The Taming and the Domestication of Animals[83]
Primitive man was a hunter almost before he had the intelligence to use weapons, and from the earliest times he must have learned something about the habits of the wild animals he pursued for food or for pleasure, or from which he had to escape. It was probably as a hunter that he first came to adopt young animals which he found in the woods or the plains, and made the surprising discovery that these were willing to remain under his protection and were pleasing and useful. He passed gradually from being a hunter to becoming a keeper of flocks and herds. From these early days to the present time, the human race has taken an interest in the lower animals, and yet extremely few have been really domesticated. The living world would seem to offer an almost unlimited range of creatures which might be turned to our profit and as domesticated animals minister to our comfort or convenience. And yet it seems as if there were some obstacle rooted in the nature of animals or in the powers of man, for the date of the adoption by man of the few domesticated species lies in remote, prehistoric antiquity. The surface of the earth has been explored, the physiology of breeding and feeding has been studied, our knowledge of the animal kingdom has been vastly increased, and yet there is hardly a beast bred in the farm-yard today with which the men who made stone weapons were not acquainted and which they had not tamed. Most of the domestic animals of Europe, America, and Asia came originally from Central Asia, and have spread thence in charge of their masters, the primitive hunters who captured them.
No monkeys have been domesticated. Of the carnivores only the cat and the dog are truly domesticated. Of the ungulates there are horses and asses, pigs, cattle, sheep, goats, and reindeer. Among rodents there are rabbits and guinea-pigs, and possibly some of the fancy breeds of rats and mice should be included. Among birds there are pigeons, fowls, peacocks, and guinea-fowl, and aquatic birds such as swans, geese, and ducks, whilst the only really domesticated passerine bird is the canary. Goldfish are domesticated, and the invertebrate bees and silk-moths must not be forgotten. It is not very easy to draw a line between domesticated animals and animals that are often bred in partial or complete captivity. Such antelopes as elands, fallow-deer, roe-deer, and the ostriches of ostrich farms are on the border-line of being domesticated.
It is also difficult to be quite certain as to what is meant by a tame animal. Cockroaches usually scuttle away when they are disturbed and seem to have learnt that human beings have a just grievance against them. But many people have no horror of them. A pretty girl, clean and dainty in her ways, and devoted to all kinds of animals, used to like sitting in a kitchen that was infested with these repulsive creatures, and told me that when she was alone they would run over her dress and were not in the least startled when she took them up. I have heard of a butterfly which used to come and sip sugar from the hand of a lady; and those who have kept spiders and ants declare that these intelligent creatures learn to distinguish their friends. So also fish, like the great carp in the garden of the palace of Fontainebleau, and many fishes in aquaria and private ponds, learn to come to be fed. I do not think, however, that these ought to be called tame animals. Most of the wild animals in menageries very quickly learn to distinguish one person from another, to obey the call of their keeper and to come to be fed, although certainly they would be dangerous even to the keeper if he were to enter their cages. To my mind, tameness is something more than merely coming to be fed, and, in fact, many tame animals are least tame when they are feeding. Young carnivores, for instance, which can be handled freely and are affectionate, very seldom can be touched whilst they are feeding. The real quality of tameness is that the tame animal is not merely tolerant of the presence of man, not merely has learned to associate him with food, but takes some kind of pleasure in human company and shows some kind of affection.
On the other hand, we must not take our idea of tameness merely from the domesticated animals. These have been bred for many generations, and those that were most wild and that showed any resistance to man were killed or allowed to escape. Dogs are always taken as the supreme example of tameness, and sentimentalists have almost exhausted the resources of language in praising them. Like most people, I am very fond of dogs, but it is an affection without respect. Dogs breed freely in captivity, and in the enormous period of time that has elapsed since the first hunters adopted wild puppies there has been a constant selection by man, and every dog that showed any independence of spirit has been killed off. Man has tried to produce a purely subservient creature, and has succeeded in his task. No doubt a dog is faithful and affectionate, but he would be shot or drowned or ordered to be destroyed by the local magistrate if he were otherwise. A small vestige of the original spirit has been left in him, merely from the ambition of his owners to possess an animal that will not bite them, but will bite anyone else. And even this watch-dog trait is mechanical, for the guardian of the house will worry the harmless, necessary postman, and welcome the bold burglar with fawning delight. The dog is a slave, and the crowning evidence of his docility, that he will fawn on the person who has beaten him, is the result of his character having been bred out of him. The dog is an engaging companion, an animated toy more diverting than the cleverest piece of clockwork, but it is only our colossal vanity that makes us take credit for the affection and faithfulness of our own particular animal. The poor beast cannot help it; all else has been bred out of him generations ago.
When wild animals become tame, they are really extending or transferring to human beings the confidence and affection they naturally give their mothers, and this view will be found to explain more facts about tameness than any other. Every creature that would naturally enjoy maternal, or it would be better to say parental, care, as the father sometimes shares in or takes upon himself the duty of guarding the young, is ready to transfer its devotion to other animals or to human beings, if the way be made easy for it, and if it be treated without too great violation of its natural instincts. The capacity to be tamed is greatest in those animals that remain longest with their parents and that are most intimately associated with them. The capacity to learn new habits is greatest in those animals which naturally learn most from their parents, and in which the period of youth is not merely a period of growing, a period of the awakening of instincts, but a time in which a real education takes place. These capacities of being tamed and of learning new habits are greater in the higher mammals than in the lower mammals, in mammals than in birds, and in birds than in reptiles. They are very much greater in very young animals, where dependence on the parents is greatest, than in older animals, and they gradually fade away as the animal grows up, and are least of all in fully grown and independent creatures of high intelligence.
Young animals born in captivity are no more easy to tame than those which have been taken from the mother in her native haunts. If they remain with the mother, they very often grow up even shyer and more intolerant of man than the mothers themselves. There is no inherited docility or tameness, and a general survey of the facts fully bears out my belief that the process of taming is almost entirely a transference to human beings of the confidence and affection that a young animal would naturally give its mother. The process of domestication is different, and requires breeding a race of animals in captivity for many generations and gradually weeding out those in which youthful tameness is replaced by the wild instinct of adult life, and so creating a strain with new and abnormal instincts.
B. PLANT COMMUNITIES AND ANIMAL SOCIETIES
1. Plant Communities[84]
Certain species group themselves into natural associations, that is to say, into communities which we meet with more or less frequently and which exhibit the same combination of growth-forms and the same facies. As examples in northern Europe may be cited a meadow with its grasses and perennial herbs, or a beech forest with its beech trees and all the species usually accompanying these. Species that form a community must either practice the same economy, making approximately the same demands on its environment (as regards nourishment, light, moisture, and so forth), or one species present must be dependent for its existence upon another species, sometimes to such an extent that the latter provides it with what is necessary or even best suited to it (Oxalis Acetosella and saprophytes which profit from the shade of the beech and from its humus soil); a kind of symbiosis seems to prevail between such species. In fact, one often finds, as in beech forests, that the plants growing under the shade and protection of other species, and belonging to the most diverse families, assume growth-forms that are very similar to one another, but essentially different from those of the forest trees, which, in their turn, often agree with one another.
The ecological analysis of a plant-community leads to the recognition of the growth-forms composing it as its ultimate units. From what has just been said in regard to growth-forms it follows that species of very diverse physiognomy can very easily occur together in the same natural community. But beyond this, as already indicated, species differing widely, not only in physiognomy but also in their whole economy, may be associated. We may therefore expect to find both great variety of form and complexity of interrelations among the species composing a natural community; as an example we may cite the richest of all types of communities—the tropical rain-forest. It may also be noted that the physiognomy of a community is not necessarily the same at all times of the year, the distinction sometimes being caused by a rotation of species.
The different communities, it need hardly be stated, are scarcely ever sharply marked off from one another. Just as soil, moisture, and other external conditions are connected by the most gradual transitions, so likewise are the plant-communities, especially in cultivated lands. In addition, the same species often occur in several widely different communities; for example, Linnaea borealis grows not only in coniferous forests, but also in birch woods, and even high above the tree limit on the mountains of Norway and on the fell-fields of Greenland. It appears that different combinations of external factors can replace one another and bring into existence approximately the same community, or at least can satisfy equally well one and the same species, and that, for instance, a moist climate often completely replaces the forest shade of dry climates.
The term “community” implies a diversity but at the same time a certain organized uniformity in the units. The units are the many individual plants that occur in every community, whether this be a beech forest, a meadow, or a heath. Uniformity is established when certain atmospheric, terrestrial, and other factors are co-operative, and appears either because a certain defined economy makes its impress on the community as a whole, or because a number of different growth-forms are combined to form a single aggregate which has a definite and constant guise.
The analysis of a plant-community usually reveals one or more of the kinds of symbiosis as illustrated by parasites, saprophytes, epiphytes, and the like. There is scarce a forest or a bushland where examples of these forms of symbiosis are lacking; if, for instance, we investigate the tropical rain-forest we are certain to find in it all conceivable kinds of symbiosis. But the majority of individuals of a plant-community are linked by bonds other than those mentioned—bonds that are best described as commensal. The term commensalism is due to Van Beneden, who wrote, “Le commensal est simplement un compagnon de table”; but we employ it in a somewhat different sense to denote the relationship subsisting between species which share with one another the supply of food-material contained in soil and air, and thus feed at the same table.
More detailed analysis of the plant-community reveals very considerable distinctions among commensals. Some relationships are considered in the succeeding paragraphs.
Like commensals.—When a plant-community consists solely of individuals belonging to one species—for example, solely of beech, ling, or Aira flexuosa—then we have the purest example of like commensals. These all make the same demands as regards nutriment, soil, light, and other like conditions; as each species requires a certain amount of space and as there is scarcely ever sufficient nutriment for all the offspring, a struggle for food arises among the plants so soon as the space is occupied by the definite numbers of individuals which, according to the species, can develop thereon. The individuals lodged in unfavorable places and the weaklings are vanquished and exterminated. This competitive struggle takes place in all plant-communities, with perhaps the sole exceptions of sub-glacial communities and in deserts. In these open communities the soil is very often or always so open and so irregularly clothed that there is space for many more individuals than are actually present; the cause for this is obviously to be sought in the climatically unfavorable conditions of life, which either prevent plants from producing seed and other propagative bodies in sufficient numbers to clothe the ground or prevent the development of seedlings. On such soil one can scarcely speak of a competitive struggle for existence; in this case a struggle takes place between the plant and inanimate nature, but to little or no extent between plant and plant.
That a congregation of individuals belonging to one species into one community may be profitable to the species is evident; it may obviously in several ways aid in maintaining the existence of the species, for instance, by facilitating abundant and certain fertilization (especially in anemophilous plants) and maturation of seeds; in addition, the social mode of existence may confer other less-known advantages. But, on the other hand, it brings with it greater danger of serious damage and devastation wrought by parasites.
The bonds that hold like individuals to a like habitat are, as already indicated, identical demands as regards existence, and these demands are satisfied in their precise habitat to such an extent that the species can maintain itself here against rivals. Natural unmixed associations of forest trees are the result of struggles with other species. But there are differences as regards the ease with which a community can arise and establish itself. Some species are more social than others, that is to say, better fitted to form communities. The causes for this are biological, in that some species, like Phragmites, Scirpus lacustris, Psamma (Ammophila) arenaria, Tussilago, Farfara, and Asperula odorata, multiply very readily by means of stolons; or others, such as Cirsium arvense, and Sonchus arvensis, produce buds from their roots; or yet others produce numerous seeds which are easily dispersed and may remain for a long time capable of germinating, as is the case with Calluna, Picea excelsa, and Pinus; or still other species, such as beech and spruce, have the power of enduring shade or even suppressing other species by the shade they cast. A number of species, such as Pteris aquilina, Acorus Calamus, Lemna minor, and Hypnum Schreberi, which are social, and likewise very widely distributed, multiply nearly exclusively by vegetative means, rarely or never producing fruit. On the contrary, certain species, for example, many orchids and Umbelliferae, nearly always grow singly.
In the case of many species certain geological conditions have favored their grouping together into pure communities. The forests of northern Europe are composed of few species, and are not mixed in the same sense as are those in the tropics, or even those in Austria and other southern parts of Europe: the cause for this may be that the soil is geologically very recent, inasmuch as the time that has elapsed since the glacial epoch swept it clear has been too short to permit the immigration of many competitive species.
Unlike commensals.—The case of a community consisting of individuals belonging to one species is, strictly speaking, scarcely ever met with; but the dominant individuals of a community may belong to a single species, as in the case of a beech forest, spruce forest, or ling heath—and only thus far does the case proceed. In general, many species grow side by side, and many different growth-forms and types of symbiosis, in the extended sense, are found collected in a community. For even when one species occupies an area as completely as the nature of the soil will permit, other species can find room and can grow between its individuals; in fact, if the soil is to be completely covered the vegetation must necessarily always be heterogeneous. The greatest aggregate of existence arises where the greatest diversity prevails. The kind of communal life resulting will depend upon the nature of the demands made by the species in regard to conditions of life. As in human communities, so in this case, the struggle between the like is the most severe, that is, between the species making more or less the same demands and wanting the same dishes from the common table. In a tropical mixed forest there are hundreds of species of trees growing together in such profuse variety that the eye can scarce see at one time two individuals of the same species, yet all of them undoubtedly represent tolerable uniformity in the demands they make as regards conditions of life, and in so far they are alike. And among them a severe competition for food must be taking place. In those cases in which certain species readily grow in each other’s company—and cases of this kind are familiar to florists—when, for instance, Isoetes, Lobelia Dortmanna, and Litorella lacustris occur together—the common demands made as regards external conditions obviously form the bond that unites them. Between such species a competitive struggle must take place. Which of the species shall be represented by the greatest number of individuals certainly often depends upon casual conditions, a slight change in one direction or the other doubtless often playing a decisive rôle; but apart from this it appears that morphological and biological features, for example, development at a different season, may change the nature of the competition.
Yet there are in every plant-community numerous species which differ widely in the demands they make for light, heat, nutriment, and so on. Between such species there is less competition, the greater the disparity in their wants; the case is quite conceivable in which the one species should require exactly what the other would avoid; the two species would then be complementary to one another in their occupation and utilization of the same soil.
There are also obvious cases in which different species are of service to each other. The carpet of moss in a pine forest, for example, protects the soil from desiccation and is thus useful to the pine; yet, on the other hand, it profits from the shade cast by the latter.
As a rule, limited numbers of definite species are the most potent, and, like absolute monarchs, can hold sway over the whole area; while other species, though possibly present in far greater numbers than these, are subordinate or even dependent on them. This is the case where subordinate species only flourish in the shade or among the fallen fragments of dominant species. Such is obviously the relationship between trees and many plants growing on the ground of high forest, such as mosses, fungi, and other saprophytes, ferns, Oxalis Acetosella, and their associates. In this case, then, there is a commensalism in which individuals feed at the same table but on different fare. An additional factor steps in when species do not absorb their nutriment at the same season of the year. Many spring plants—for instance, Galanthus nivalis, Corydalis solida, and C. cava—have withered before the summer plants commence properly to develop. Certain species of animals are likewise confined to certain plant-communities. But one and the same tall plant may, in different places or soils, have different species of lowly plants as companions; the companion plants of high beech forests depend, for instance, upon climate and upon the nature of the forest soil; Pinus nigra, according to von Beck, can maintain under it in the different parts of Europe a Pontic, a central European, or a Baltic vegetation.
There are certain points of resemblance between communities of plants and those of human beings or animals; one of these is the competition for food which takes place between similar individuals and causes the weaker to be more or less suppressed. But far greater are the distinctions. The plant-community is the lowest form; it is merely a congregation of units, among which there is no co-operation for the common weal, but rather a ceaseless struggle of all against all. Only in a loose sense can we speak of certain individuals protecting others, as for example, when the outermost and most exposed individuals of scrub serve to shelter from the wind others, which consequently become taller and finer; for they do not afford protection from any special motive, such as is met with in some animal communities, nor are they in any way specially adapted to act as guardians against a common foe. In the plant-community egoism reigns supreme. The plant-community has no higher units or personages in the sense employed in connection with human communities, which have their own organizations and their members co-operating, as prescribed by law, for the common good. In plant-communities there is, it is true, often (or always) a certain natural dependence or reciprocal influence of many species upon one another; they give rise to definite organized units of a higher order; but there is no thorough or organized division of labor such as is met with in human and animal communities, where certain individuals or groups of individuals work as organs, in the wide sense of the term, for the benefit of the whole community.
Woodhead has suggested the term complementary association to denote a community of species that live together in harmony, because their rhizomes occupy different depths in the soil; for example, he described an “association” in which Holcus mollis is the “surface plant,” Pteris aquilina has deeper-seated rhizomes, and Scilla festalis buries its bulbs at the greatest depth. The photophilous parts of these plants are “seasonably complementary.” The opposite extreme is provided by competitive associations, composed of species that are battling with each other.
2. Ant Society[85]
There is certainly a striking parallelism between the development of human and ant societies. Some anthropologists, like Topinard, distinguish in the development of human societies six different types or stages, designated as the hunting, pastoral, agricultural, commercial, industrial, and intellectual. The ants show stages corresponding to the first three of these, as Lubbock has remarked.
Some species, such as Formica fusca, live principally on the produce of the chase; for though they feed partially on the honey-dew of aphids, they have not domesticated these insects. These ants probably retain the habits once common to all ants. They resemble the lower races of men, who subsist mainly by hunting. Like them they frequent woods and wilds, live in comparatively small communities, as the instincts of collective action are but little developed among them. They hunt singly, and their battles are single combats, like those of Homeric heroes. Such species as Lasius flavus represent a distinctly higher type of social life; they show more skill in architecture, may literally be said to have domesticated certain species of aphids, and may be compared to the pastoral stage of human progress—to the races which live on the products of their flocks and herds. Their communities are more numerous; they act much more in concert; their battles are not mere single combats, but they know how to act in combination. I am disposed to hazard the conjecture that they will gradually exterminate the mere hunting species, just as savages disappear before more advanced races. Lastly, the agricultural nations may be compared with the harvesting ants.
Granting the resemblances above mentioned between ant and human societies, there are nevertheless three far-reaching differences between insect and human organization and development to be constantly borne in mind:
a) Ant societies are societies of females. The males really take no part in the colonial activities, and in most species are present in the nest only for the brief period requisite to secure the impregnation of the young queens. The males take no part in building, provisioning, or guarding the nest or in feeding the workers or the brood. They are in every sense the sexus sequior. Hence the ants resemble certain mythical human societies like the Amazons, but unlike these, all their activities center in the multiplication and care of the coming generations.
b) In human society, apart from the functions depending on sexual dimorphism, and barring individual differences and deficiencies which can be partially or wholly suppressed, equalized, or augmented by an elaborate system of education, all individuals have the same natural endowment. Each normal individual retains its various physiological and psychological needs and powers intact, not necessarily sacrificing any of them for the good of the community. In ants, however, the female individuals, of which the society properly consists, are not all alike but often very different, both in their structure (polymorphism) and in their activities (physiological division of labor). Each member is visibly predestined to certain social activities to the exclusion of others, not as a man through the education of some endowment common to all the members of the society, but through the exigencies of structure, fixed at the time of hatching, i.e., the moment the individual enters on its life as an active member of the community.
c) Owing to this pre-established structure and the specialized functions which it implies, ants are able to live in a condition of anarchistic socialism, each individual instinctively fulfilling the demands of social life without “guide, overseer, or ruler,” as Solomon correctly observed, but not without the imitation and suggestion involved in an appreciation of the activities of its fellows.
An ant society, therefore, may be regarded as little more than an expanded family, the members of which co-operate for the purpose of still further expanding the family and detaching portions of itself to found other families of the same kind. There is thus a striking analogy, which has not escaped the philosophical biologist, between the ant colony and the cell colony which constitutes the body of a Metazoan animal; and many of the laws that control the cellular origin, development, growth, reproduction, and decay of the individual Metazoan, are seen to hold good also of the ant society regarded as an individual of a higher order. As in the case of the individual animal, no further purpose of the colony can be detected than that of maintaining itself in the face of a constantly changing environment till it is able to reproduce other colonies of a like constitution. The queen-mother of the ant colony displays the generalized potentialities of all the individuals, just as the Metazoan egg contains in potentia all the other cells of the body. And, continuing the analogy, we may say that since the different castes of the ant colony are morphologically specialized for the performance of different functions, they are truly comparable with the differentiated tissues of the Metazoan body.
C. HUMAN SOCIETY
1. Social Life[86]
The most notable distinction between living and inanimate beings is that the former maintain themselves by renewal. A stone when struck resists. If its resistance is greater than the force of the blow struck, it remains outwardly unchanged. Otherwise, it is shattered into smaller bits. Never does the stone attempt to react in such a way that it may maintain itself against the blow, much less so as to render the blow a contributing factor to its own continued action. While the living thing may easily be crushed by superior force, it none the less tries to turn the energies which act upon it into means of its own further existence. If it cannot do so, it does not just split into smaller pieces (at least in the higher forms of life), but loses its identity as a living thing.
As long as it endures, it struggles to use surrounding energies in its own behalf. It uses light, air, moisture, and the material of soil. To say that it uses them is to say that it turns them into means of its own conservation. As long as it is growing, the energy it expends in thus turning the environment to account is more than compensated for by the return it gets: it grows. Understanding the word “control” in this sense, it may be said that a living being is one that subjugates and controls for its own continued activity the energies that would otherwise use it up. Life is a self-renewing process through action upon the environment. Continuity of life means continual readaptation of the environment to the needs of living organisms.
We have been speaking of life in its lowest terms—as a physical thing. But we use the word “life” to denote the whole range of experience, individual and racial. When we see a book called the Life of Lincoln we do not expect to find within its covers a treatise on physiology. We look for an account of social antecedents; a description of early surroundings, of the conditions and occupation of the family; of the chief episodes in the development of character; of signal struggles and achievements; of the individual’s hopes, tastes, joys, and sufferings. In precisely similar fashion we speak of the life of a savage tribe, of the Athenian people, of the American nation. “Life” covers customs, institutions, beliefs, victories and defeats, recreations and occupations.
We employ the word “experience” in the same pregnant sense. And to it, as well as to life in the bare physiological sense, the principle of continuity through renewal applies. With the renewal of physical existence goes, in the case of human beings, the re-creation of beliefs, ideals, hopes, happiness, misery, and practices. The continuity of any experience, through renewing of the social group, is a literal fact. Education, in its broadest sense, is the means of this social continuity of life. Every one of the constituent elements of a social group, in a modern city as in a savage tribe, is born immature, helpless, without language, beliefs, ideas, or social standards. Each individual, each unit who is the carrier of the life-experience of his group, in time passes away. Yet the life of the group goes on.
Society exists through a process of transmission, quite as much as biological life. This transmission occurs by means of communication of habits of doing, thinking, and feeling from the older to the younger. Without this communication of ideals, hopes, expectations, standards, opinions from those members of society who are passing out of the group life to those who are coming into it, social life could not survive.
Society not only continues to exist by transmission, by communication, but it may fairly be said to exist in transmission, in communication. There is more than a verbal tie between the words common, community, and communication. Men live in a community in virtue of the things which they have in common; and communication is the way in which they come to possess things in common. What they must have in common in order to form a community or society are aims, beliefs, aspirations, knowledge—a common understanding—like-mindedness, as the sociologists say. Such things cannot be passed physically from one to another, like bricks; they cannot be shared as persons would share a pie by dividing it into physical pieces. The communication which insures participation in a common understanding is one which secures similar emotional and intellectual dispositions—like ways of responding to expectations and requirements.
Persons do not become a society by living in physical proximity any more than a man ceases to be socially influenced by being so many feet or miles removed from others. A book or a letter may institute a more intimate association between human beings separated thousands of miles from each other than exists between dwellers under the same roof. Individuals do not even compose a social group because they all work for a common end. The parts of a machine work with a maximum of co-operativeness for a common result, but they do not form a community. If, however, they were all cognizant of the common end and all interested in it so that they regulated their specific activity in view of it, then they would form a community. But this would involve communication. Each would have to know what the other was about and would have to have some way of keeping the other informed as to his own purpose and progress. Consensus demands communications.
We are thus compelled to recognize that within even the most social group there are many relations which are not as yet social. A large number of human relationships in any social group are still upon the machine-like plane. Individuals use one another so as to get desired results, without reference to the emotional and intellectual disposition and consent of those used. Such uses express physical superiority, or superiority of position, skill, technical ability, and command of tools, mechanical or fiscal. So far as the relations of parent and child, teacher and pupil, employer and employee, governor and governed, remain upon this level, they form no true social group, no matter how closely their respective activities touch one another. Giving and taking of orders modifies action and results, but does not of itself effect a sharing of purposes, a communication of interests.
Not only is social life identical with communication, but all communication (and hence all genuine social life) is educative. To be a recipient of a communication is to have an enlarged and changed experience. One shares in what another has thought and felt, and in so far, meagerly or amply, has his own attitude modified. Nor is the one who communicates left unaffected. Try the experiment of communicating, with fulness and accuracy, some experience to another, especially if it be somewhat complicated, and you will find your own attitude toward your experience changing; otherwise you resort to expletives and ejaculations. The experience has to be formulated in order to be communicated. To formulate requires getting outside of it, seeing it as another would see it, considering what points of contact it has with the life of another so that it may be got into such form that he can appreciate its meaning. Except in dealing with commonplaces and catch phrases one has to assimilate, imaginatively, something of another’s experience in order to tell him intelligently of one’s own experience. All communication is like art. It may fairly be said, therefore, that any social arrangement that remains vitally social, or vitally shared, is educative to those who participate in it. Only when it becomes cast in a mold and runs in a routine way does it lose its educative power.
In final account, then, not only does social life demand teaching and learning for its own permanence, but the very process of living together educates. It enlarges and enlightens experience; it stimulates and enriches imagination; it creates responsibility for accuracy and vividness of statement and thought. A man really living alone (alone mentally as well as physically) would have little or no occasion to reflect upon his past experience to extract its net meaning. The inequality of achievement between the mature and the immature not only necessitates teaching the young, but the necessity of this teaching gives an immense stimulus to reducing experience to that order and form which will render it most easily communicable and hence most usable.
2. Behavior and Conduct[87]
The word “behavior” is commonly used in an interesting variety of ways. We speak of the behavior of ships at sea, of soldiers in battle, and of little boys in Sunday school.
“The geologist,” as Lloyd Morgan remarks, “tells us that a glacier behaves in many respects like a river, and discusses how the crust of the earth behaves under the stresses to which it is subjected. Weatherwise people comment on the behavior of the mercury in the barometer as a storm approaches. When Mary, the nurse maid, returns with the little Miss Smiths from Master Brown’s birthday party, she is narrowly questioned as to their behavior.”
In short, the word is familiar both to science and to common sense, and is applied with equal propriety to the actions of physical objects and to the manners of men. The abstract sciences, quite as much as the concrete and descriptive, are equally concerned with behavior. “The chemist and the physicist often speak of the behavior of the atoms and the molecules, or of that of gas under changing conditions of temperature and pressure.” The fact is that every science is everywhere seeking to describe and explain the movements, changes, and reactions, that is to say the behavior, of some portion of the world about us. Indeed, wherever we consciously set ourselves to observe and reflect upon the changes going on about us, it is always behavior that we are interested in. Science is simply a little more persistent in its curiosity and a little nicer and more exact in its observation than common sense. And this disposition to observe, to take a disinterested view of things, is, by the way, one of the characteristics of human nature which distinguishes it from the nature of all other animals.
Since every science has to do with some form of behavior, the first question that arises is this: What do we mean by behavior in human beings as distinguished from that in other animals? What is there distinctive about the actions of human beings that marks them off and distinguishes them from the actions of animals and plants with which human beings have so much in common?
The problem is the more difficult because, in some one or other of its aspects, human behavior involves processes which are characteristic of almost every form of nature. We sometimes speak, for example, of the human machine. Indeed, from one point of view human beings may be regarded as psycho-physical mechanisms for carrying on the vital processes of nutrition, reproduction, and movement. The human body is, in fact, an immensely complicated machine, whose operations involve an enormous number of chemical and physical reactions, all of which may be regarded as forms of human behavior.
Human beings are, however, not wholly or merely machines; they are living organisms and as such share with the plants and the lower animals certain forms of behavior which it has not thus far, at any rate, been possible to reduce to the exact and lucid formulas of either chemistry or physics.
Human beings are, however, not merely organisms: they are the home and the habitat of minuter organisms. The human body is, in a certain sense, an organization—a sort of social organization—of the minute and simple organisms of which it is composed, namely, the cells, each of which has its own characteristic mode of behavior. In fact, the life of human beings, just as the life of all other creatures above the simple unicellular organisms, may be said to consist of the corporate life of the smaller organisms of which it is composed. In human beings, as in some great city, the division of labor among the minuter organisms has been carried further, the interdependence of the individual parts is more complete, and the corporate life of the whole more complex.
It is not strange, therefore, that Lloyd Morgan begins his studies of animal behavior by a description of the behavior of the cells and Thorndike in his volume, The Original Nature of Man, is led to the conclusion that the original tendencies of man have their basis in the neurones, or nerve cells, and in the changes which these cells and their ancestors have undergone, as a result of the necessity of carrying on common and corporate existences as integral parts of the human organism. All acquired characteristics of men, everything that they learn, is due to mutual stimulations and associations of the neurones, just as sociologists are now disposed to explain civilization and progress as phenomena due to the interaction and association of human beings, rather than to any fundamental changes in human nature itself. In other words, the difference between a savage and a civilized man is not due to any fundamental differences in their brain cells but to the connections and mutual stimulations which are established by experience and education between those cells. In the savage those possibilities are not absent but latent. In the same way the difference between the civilization of Central Africa and that of Western Europe is due, not to the difference in native abilities of the individuals and the peoples who have created them, but rather to the form which the association and interaction between those individuals and groups of individuals has taken. We sometimes attribute the difference in culture which we meet among races to the climate and physical conditions generally, but, in the long run, the difference is determined by the way in which climate and physical condition determine the contacts and communications of individuals.
So, too, in the corporate life of the individual man it is the association of the nerve cells, their lines of connection and communication, that is responsible for the most of the differences between the ignorant and the educated, the savage and civilized man. The neurone, however, is a little unicellular animal, like the amoeba or the paramecium. Its life consists of: (1) eating, (2) excreting waste products, (3) growing, (4) being sensitive, and (5) movement, and, as Thorndike expresses it: “The safest provisional hypothesis about the action of the neurones singly is that they retain the modes of behavior common to unicellular animals, so far as consistent with the special conditions of their life as an element of man’s nervous system.”
In the widest sense of the term, behavior may be said to include all the chemical and physical changes that go on inside the organism, as well as every response to stimulus either from within or from without the organism. In recent studies of animal behavior, however, the word has acquired a special and technical meaning in which it is applied exclusively to those actions that have been, or may be, modified by conscious experience. What the animal does in its efforts to find food is behavior, but the processes of digestion are relegated to another field of observation, namely, physiology.
In all the forms of behavior thus far referred to, human and animal nature are not fundamentally distinguished. There are, however, ways of acting that are peculiar to human nature, forms of behavior that man does not share with the lower animals. One thing which seems to distinguish man from the brute is self-consciousness. One of the consequences of intercourse, as it exists among human beings, is that they are led to reflect upon their own impulses and motives for action, to set up standards by which they seek to govern themselves. The clock is such a standard. We all know from experience that time moves more slowly on dull days, when there is nothing doing, than in moments of excitement. On the other hand, when life is active and stirring, time flies. The clock standardizes our subjective tempos and we control ourselves by the clock. An animal never looks at the clock and this is typical of the different ways in which human beings and animals behave.
Human beings, so far as we have yet been able to learn, are the only creatures who habitually pass judgment upon their own actions, or who think of them as right or wrong. When these thoughts about our actions or the actions of others get themselves formulated and expressed they react back upon and control us. That is one reason we hang mottoes on the wall. That is why one sees on the desk of a busy man the legend “Do it now!” The brutes do not know these devices. They do not need them perhaps. They have no aim in life. They do not work.
What distinguishes the action of men from animals may best be expressed in the word “conduct.” Conduct as it is ordinarily used is applied to actions which may be regarded as right or wrong, moral or immoral. As such it is hardly a descriptive term since there does not seem to be any distinctive mark about the actions which men have at different times and places called moral or immoral. I have used it here to distinguish the sort of behavior which may be regarded as distinctively and exclusively human, namely, that which is self-conscious and personal. In this sense blushing may be regarded as a form of conduct, quite as much as the manufacture of tools, trade and barter, conversation or prayer.
No doubt all these activities have their beginnings in, and are founded upon, forms of behavior of which we may find the rudiments in the lower animals. But there is in all distinctively human activities a conventional, one might almost say a contractual, element which is absent in action of other animals. Human actions are more often than not controlled by a sense or understanding of what they look like or appear to be to others. This sense and understanding gets itself embodied in some custom or ceremonial observance. In this form it is transmitted from generation to generation, becomes an object of sentimental respect, gets itself embodied in definite formulas, is an object not only of respect and reverence but of reflection and speculation as well. As such it constitutes the mores, or moral customs, of a group and is no longer to be regarded as an individual possession.
3. Instinct and Character[88]
In no part of the world, and at no period of time, do we find the behavior of men left to unchartered freedom. Everywhere human life is in a measure organized and directed by customs, laws, beliefs, ideals, which shape its ends and guide its activities. As this guidance of life by rule is universal in human society, so upon the whole it is peculiar to humanity. There is no reason to think that any animal except man can enunciate or apply general rules of conduct. Nevertheless, there is not wanting something that we can call an organization of life in the animal world. How much of intelligence underlies the social life of the higher animals is indeed extremely hard to determine. In the aid which they often render to one another, in their combined hunting, in their play, in the use of warning cries, and the employment of “sentinels,” which is so frequent among birds and mammals, it would appear at first sight that a considerable measure of mutual understanding is implied, that we find at least an analogue to human custom, to the assignment of functions, the division of labor, which mutual reliance renders possible. How far the analogy may be pressed, and whether terms like “custom” and “mutual understanding,” drawn from human experience, are rightly applicable to animal societies, are questions on which we shall touch presently. Let us observe first that as we descend the animal scale the sphere of intelligent activity is gradually narrowed down, and yet behavior is still regulated. The lowest organisms have their definite methods of action under given conditions. The amoeba shrinks into itself at a touch, withdraws the pseudopodium that is roughly handled, or makes its way round the small object which will serve it as food. Given the conditions, it acts in the way best suited to avoid danger or to secure nourishment. We are a long way from the intelligent regulation of conduct by a general principle, but we still find action adapted to the requirements of organic life.
When we come to human society we find the basis for a social organization of life already laid in the animal nature of man. Like others of the higher animals, man is a gregarious beast. His interests lie in his relations to his fellows, in his love for wife and children, in his companionship, possibly in his rivalry and striving with his fellow-men. His loves and hates, his joys and sorrows, his pride, his wrath, his gentleness, his boldness, his timidity—all these permanent qualities, which run through humanity and vary only in degree, belong to his inherited structure. Broadly speaking, they are of the nature of instincts, but instincts which have become highly plastic in their mode of operation and which need the stimulus of experience to call them forth and give them definite shape.
The mechanical methods of reaction which are so prominent low down in the animal scale fill quite a minor place in human life. The ordinary operations of the body, indeed, go upon their way mechanically enough. In walking or in running, in saving ourselves from a fall, in coughing, sneezing, or swallowing, we react as mechanically as do the lower animals; but in the distinctly human modes of behavior, the place taken by the inherited structure is very different. Hunger and thirst no doubt are of the nature of instincts, but the methods of satisfying hunger and thirst are acquired by experience or by teaching. Love and the whole family life have an instinctive basis, that is to say, they rest upon tendencies inherited with the brain and nerve structure; but everything that has to do with the satisfaction of these impulses is determined by the experience of the individual, the laws and customs of the society in which he lives, the woman whom he meets, the accidents of their intercourse, and so forth. Instinct, already plastic and modifiable in the higher animals, becomes in man a basis of character which determines how he will take his experience, but without experience is a mere blank form upon which nothing is yet written.
For example, it is an ingrained tendency of average human nature to be moved by the opinion of our neighbors. This is a powerful motive in conduct, but the kind of conduct to which it will incite clearly depends on the kind of thing that our neighbors approve. In some parts of the world ambition for renown will prompt a man to lie in wait for a woman or child in order to add a fresh skull to his collection. In other parts he may be urged by similar motives to pursue a science or paint a picture. In all these cases the same hereditary or instinctive element is at work, that quality of character which makes a man respond sensitively to the feelings which others manifest toward him. But the kind of conduct which this sensitiveness may dictate depends wholly on the social environment in which the man finds himself. Similarly it is, as the ordinary phrase quite justly puts it, “in human nature” to stand up for one’s rights. A man will strive, that is, to secure that which he has counted on as his due. But as to what he counts upon, as to the actual treatment which he expects under given circumstances, his views are determined by the “custom of the country,” by what he sees others insisting on and obtaining, by what has been promised him, and so forth. Even such an emotion as sexual jealousy, which seems deeply rooted in the animal nature, is largely limited in its exercise and determined in the form it takes by custom. A hospitable savage, who will lend his wife to a guest, would kill her for acting in the same way on her own motion. In the one case he exercises his rights of proprietorship; in the other, she transgresses them. It is the maintenance of a claim which jealousy concerns itself with, and the standard determining the claim is the custom of the country.
In human society, then, the conditions regulating conduct are from the first greatly modified. Instinct, becoming vague and more general, has evolved into “character,” while the intelligence finds itself confronted with customs to which it has to accommodate conduct. But how does custom arise? Let us first consider what custom is. It is not merely a habit of action; but it implies also a judgment upon action, and a judgment stated in general and impersonal terms. It would seem to imply a bystander or third party. If A hits B, B probably hits back. It is his “habit” so to do. But if C, looking on, pronounces that it was or was not a fair blow, he will probably appeal to the “custom” of the country—the traditional rules of fighting, for instance—as the ground of his judgment. That is, he will lay down a rule which is general in the sense that it would apply to other individuals under similar conditions, and by it he will, as an impartial third person, appraise the conduct of the contending parties. The formation of such rules, resting as it does on the power of framing and applying general conceptions, is the prime differentia of human morality from animal behavior. The fact that they arise and are handed on from generation to generation makes social tradition at once the dominating factor in the regulation of human conduct. Without such rules we can scarcely conceive society to exist, since it is only through the general conformity to custom that men can understand each other, that each can know how the other will act under given circumstances, and without this amount of understanding the reciprocity, which is the vital principle of society, disappears.
4. Collective Representation and Intellectual Life[89]
Logical thought is made up of concepts. Seeking how society can have played a rôle in the genesis of logical thought thus reduces itself to seeking how it can have taken a part in the formation of concepts.
The concept is opposed to sensual representations of every order—sensations, perceptions, or images—by the following properties.
Sensual representations are in a perpetual flux; they come after each other like the waves of a river, and even during the time that they last they do not remain the same thing. Each of them is an integral part of the precise instant when it takes place. We are never sure of again finding a perception such as we experienced it the first time; for if the thing perceived has not changed, it is we who are no longer the same. On the contrary, the concept is, as it were, outside of time and change; it is in the depths below all this agitation; it might be said that it is in a different portion of the mind, which is serener and calmer. It does not move of itself, by an internal and spontaneous evolution, but, on the contrary, it resists change. It is a manner of thinking that, at every moment of time, is fixed and crystallized. In so far as it is what it ought to be, it is immutable. If it changes, it is not because it is its nature to do so, but because we have discovered some imperfection in it; it is because it had to be rectified. The system of concepts with which we think in everyday life is that expressed by the vocabulary of our mother-tongue; for every word translates a concept. Now language is something fixed; it changes but very slowly, and consequently it is the same with the conceptual system which it expresses. The scholar finds himself in the same situation in regard to the special terminology employed by the science to which he has consecrated himself, and hence in regard to the special scheme of concepts to which this terminology corresponds. It is true that he can make innovations, but these are always a sort of violence done to the established ways of thinking.
And at the same time that it is relatively immutable, the concept is universal, or at least capable of becoming so. A concept is not my concept; I hold it in common with other men, or, in any case, can communicate it to them. It is impossible for me to make a sensation pass from my consciousness into that of another; it holds closely to my organism and personality and cannot be detached from them. All that I can do is to invite others to place themselves before the same object as myself and to leave themselves to its action. On the other hand, conversation and all intellectual communication between men is an exchange of concepts. The concept is an essentially impersonal representation; it is through it that human intelligences communicate.
The nature of the concept, thus defined, bespeaks its origin. If it is common to all, it is the work of the community. Since it bears the mark of no particular mind, it is clear that it was elaborated by a unique intelligence, where all others meet each other, and after a fashion, come to nourish themselves. If it has more stability than sensations or images, it is because the collective representations are more stable than the individual ones; for while an individual is conscious even of the slight changes which take place in his environment, only events of a greater gravity can succeed in affecting the mental status of a society. Every time that we are in the presence of a type of thought or action which is imposed uniformly upon particular wills or intelligences, this pressure exercised over the individual betrays the intervention of the group. Also, as we have already said, the concepts with which we ordinarily think are those of our vocabulary. Now it is unquestionable that language, and consequently the system of concepts which it translates, is the product of collective elaboration. What it expresses is the manner in which society as a whole represents the facts of experience. The ideas which correspond to the diverse elements of language are thus collective representations.
Even their contents bear witness to the same fact. In fact, there are scarcely any words among those which we usually employ whose meaning does not pass, to a greater or less extent, the limits of our personal experience. Very frequently a term expresses things which we have never perceived or experiences which we have never had or of which we have never been the witnesses. Even when we know some of the objects which it concerns, it is only as particular examples that they serve to illustrate the idea which they would never have been able to form by themselves. Thus there is a great deal of knowledge condensed in the word which I never collected, and which is not individual; it even surpasses me to such an extent that I cannot even completely appropriate all its results. Which of us knows all the words of the language he speaks and the entire signification of each?
This remark enables us to determine the sense in which we mean to say that concepts are collective representations. If they belong to a whole social group, it is not because they represent the average of the corresponding individual representations; for in that case they would be poorer than the latter in intellectual content, while, as a matter of fact, they contain much that surpasses the knowledge of the average individual. They are not abstractions which have a reality only in particular consciousnesses, but they are as concrete representations as an individual could form of his own personal environment; they correspond to the way in which this very special being, society, considers the things of its own proper experience. If, as a matter of fact, the concepts are nearly always general ideas, and if they express categories and classes rather than particular objects, it is because the unique and variable characteristics of things interest society but rarely; because of its very extent, it can scarcely be affected by more than their general and permanent qualities. Therefore it is to this aspect of affairs that it gives its attention: it is a part of its nature to see things in large and under the aspect which they ordinarily have. But this generality is not necessary for them, and, in any case, even when these representations have the generic character which they ordinarily have, they are the work of society and are enriched by its experience.
The collective consciousness is the highest form of the psychic life, since it is the consciousness of the consciousnesses. Being placed outside of and above individual and local contingencies, it sees things only in their permanent and essential aspects, which it crystallizes into communicable ideas. At the same time that it sees from above, it sees farther; at every moment of time, it embraces all known reality; that is why it alone can furnish the mind with the molds which are applicable to the totality of things and which make it possible to think of them. It does not create these molds artificially; it finds them within itself; it does nothing but become conscious of them. They translate the ways of being which are found in all the stages of reality but which appear in their full clarity only at the summit, because the extreme complexity of the psychic life which passes there necessitates a greater development of consciousness. Collective representations also contain subjective elements, and these must be progressively rooted out if we are to approach reality more closely. But howsoever crude these may have been at the beginning, the fact remains that with them the germ of a new mentality was given, to which the individual could never have raised himself by his own efforts; by them the way was opened to a stable, impersonal and organized thought which then had nothing to do except to develop its nature.
D. THE SOCIAL GROUP
1. Definition of the Group[90]
The term “group” serves as a convenient sociological designation for any number of people, larger or smaller, between whom such relations are discovered that they must be thought of together. The “group” is the most general and colorless term used in sociology for combinations of persons. A family, a mob, a picnic party, a trade union, a city precinct, a corporation, a state, a nation, the civilized or the uncivilized population of the world, may be treated as a group. Thus a “group” for sociology is a number of persons whose relations to each other are sufficiently impressive to demand attention. The term is merely a commonplace tool. It contains no mystery. It is only a handle with which to grasp the innumerable varieties of arrangements into which people are drawn by their variations of interest. The universal condition of association may be expressed in the same commonplace way: people always live in groups, and the same persons are likely to be members of many groups.
Individuals nowhere live in utter isolation. There is no such thing as a social vacuum. The few Robinson Crusoes are not exceptions to the rule. If they are, they are like the Irishman’s horse. The moment they begin to get adjusted to the exceptional condition, they die. Actual persons always live and move and have their being in groups. These groups are more or less complex, more or less continuous, more or less rigid in character. The destinies of human beings are always bound up with the fate of the groups of which they are members. While the individuals are the real existences, and the groups are only relationships of individuals, yet to all intents and purposes the groups which people form are just as distinct and efficient molders of the lives of individuals as though they were entities that had existence entirely independent of the individuals.
The college fraternity or the college class, for instance, would be only a name, and presently not even that, if each of its members should withdraw. It is the members themselves, and not something outside of themselves. Yet to A, B, or C the fraternity or the class might as well be a river or a mountain by the side of which he stands, and which he is helpless to remove. He may modify it somewhat. He is surely modified by it somewhat; and the same is true of all the other groups in which A, B, or C belong. To a very considerable extent the question, Why does A, B, or C do so and so? is equivalent to the question, What are the peculiarities of the group to which A, B, or C belongs? It would never occur to A, B, or C to skulk from shadow to shadow of a night, with paint-pot and brush in hand, and to smear Arabic numerals of bill-poster size on sidewalk or buildings, if “class spirit” did not add stimulus to individual bent. Neither A, B, nor C would go out of his way to flatter and cajole a Freshman, if membership in a fraternity did not make a student something different from an individual. These are merely familiar cases which follow a universal law.
In effect, the groups to which we belong might be as separate and independent of us as the streets and buildings of a city are from the population. If the inhabitants should migrate in a body, the streets and buildings would remain. This is not true of human groups, but their reaction upon the persons who compose them is no less real and evident. We are in large part what our social set, our church, our political party, our business and professional circles are. This has always been the case from the beginning of the world, and will always be the case. To understand what society is, either in its larger or its smaller parts, and why it is so, and how far it is possible to make it different, we must invariably explain groups on the one hand, no less than individuals on the other. There is a striking illustration in Chicago at present (summer, 1905). Within a short time a certain man has made a complete change in his group-relations. He was one of the most influential trade-union leaders in the city. He has now become the executive officer of an association of employers. In the elements that are not determined by his group-relationships he is the same man that he was before. Those are precisely the elements, however, that may be canceled out of the social problem. All the elements in his personal equation that give him a distinct meaning in the life of the city are given to him by his membership in the one group or the other. Till yesterday he gave all his strength to organizing labor against capital. Now he gives all his strength to the service of capital against labor.
Whatever social problem we confront, whatever persons come into our field of view, the first questions involved will always be: To what groups do these persons belong? What are the interests of these groups? What sort of means do the groups use to promote their interests? How strong are these groups, as compared with groups that have conflicting interests? These questions go to one tap root of all social interpretation, whether in the case of historical events far in the past, or of the most practical problems of our own neighborhood.
2. The Unity of the Social Group[91]
It has long been a cardinal problem in sociology to determine just how to conceive in objective terms so very real and palpable a thing as the continuity and persistence of social groups. Looked at as a physical object society appears to be made up of mobile and independent units. The problem is to understand the nature of the bonds that bind these independent units together and how these connections are maintained and transmitted.
Conceived of in its lowest terms the unity of the social group may be compared to that of the plant communities. In these communities, the relation between the individual species which compose it seems at first wholly fortuitous and external. Co-operation and community, so far as it exists, consists merely in the fact that within a given geographical area, certain species come together merely because each happens to provide by its presence an environment in which the life of the other is easier, more secure, than if they lived in isolation. It seems to be a fact, however, that this communal life of the associated plants fulfils, as in other forms of life, a typical series of changes which correspond to growth, decay and death. The plant community comes into existence, matures, grows old, and eventually dies. In doing this, however, it provides by its own death an environment in which another form of community finds its natural habitat. Each community thus precedes and prepares the way for its successor. Under such circumstances the succession of the individual communities itself assumes the character of a life-process.
In the case of the animal and human societies we have all these conditions and forces and something more. The individuals associated in an animal community not only provide, each for the other, a physical environment in which all may live, but the members of the community are organically pre-adapted to one another in ways which are not characteristic of the members of a plant community. As a consequence, the relations between the members of the animal community assume a much more organic character. It is, in fact, a characteristic of animal society that the members of a social group are organically adapted to one another and therefore the organization of animal society is almost wholly transmitted by physical inheritance.
In the case of human societies we discover not merely organically inherited adaptation, which characterizes animal societies, but, in addition, a great body of habits and accommodations which are transmitted in the form of social inheritance. Something that corresponds to social tradition exists, to be sure, in animal societies. Animals learn by imitation from one another, and there is evidence that this social tradition varies with changes in environment. In man, however, association is based on something more than habits or instinct. In human society, largely as a result of language, there exists a conscious community of purpose. We have not merely folkways, which by an extension of that term might be attributed to animals, but we have mores and formal standards of conduct.
In a recent notable volume on education, John Dewey has formulated a definition of the educational process which he identifies with the process by which the social tradition of human society is transmitted. Education, he says in effect, is a self-renewing process, a process in which and through which the social organism lives.
With the renewal of physical existence goes, in the case of human beings, the re-creation of beliefs, ideals, hopes, happiness, misery and practices. The continuity of experience, through renewal of the social group, is a literal fact. Education, in its broadest sense, is the means of this social continuity of life.
Under ordinary circumstances the transmission of the social tradition is from the parents to the children. Children are born into the society and take over its customs, habits, and standards of life simply, naturally, and without conflict. But it will at once occur to anyone that the physical life of society is not always continued and maintained in this natural way, i.e., by the succession of parents and children. New societies are formed by conquest and by the imposition of one people upon another. In such cases there arises a conflict of cultures, and as a result the process of fusion takes place slowly and is frequently not complete. New societies are frequently formed by colonization, in which case new cultures are grafted on to older ones. The work of missionary societies is essentially one of colonization in this sense. Finally we have societies growing up, as in the United States, by immigration. These immigrants, coming as they do from all parts of the world, bring with them fragments of divergent cultures. Here again the process of assimilation is slow, often painful, not always complete.
3. Types of Social Groups[92]
Between the two extreme poles—the crowd and the state (nation)—between these extreme links of the chain of human association, what are the other intermediate groups, and what are their distinctive characteristics?
Gustave Le Bon thus classifies the different types of crowds (aggregations):
1. Anonymous (street crowds, for example)
2. Not anonymous (parliamentary assemblies, for example)
1. Sects (political, religious, etc.)
2. Castes (military, sacerdotal, etc.)
3. Classes (bourgeois, working-men, etc.)
This classification is open to criticism. First of all, it is inaccurate to give the name of crowd indiscriminately to every human group. Literally (from the etymological standpoint) this objection seems to me unanswerable. Tarde more exactly distinguishes between crowds, associations, and corporations.
But we retain the generic term of “crowd” because it indicates the first stage of the social group which is the source of all the others, and because with these successive distinctions it does not lend itself to equivocal meaning.
In the second place, it is difficult to understand why Le Bon terms the sect a homogeneous crowd, while he classifies parliamentary assemblies among the heterogeneous crowds. The members of a sect are usually far more different from one another in birth, education, profession, social status, than are generally the members of a political assembly.
Turning from this criticism to note without analyzing heterogeneous crowds, let us then proceed to determine the principal characteristics of the three large types of homogeneous crowds, the classes, the castes, the sects.
The heterogeneous crowd is composed of tout le monde, of people like you, like me, like the first passer-by. Chance unites these individuals physically, the occasion unites them psychologically; they do not know each other, and after the moment when they find themselves together, they may never see each other again. To use a metaphor, it is a psychological meteor, of the most unforeseen, ephemeral, and transitory kind.
On this accidental and fortuitous foundation are formed here and there other crowds, always heterogeneous, but with a certain character of stability or, at least, of periodicity. The audience at a theater, the members of a club, of a literary or social gathering, constitute also a crowd but a different crowd from that of the street. The members of these groups know each other a little; they have, if not a common aim, at least a common custom. They are nevertheless “anonymous crowds,” as Le Bon calls them, because they do not have within themselves the nucleus of organization.
Proceeding further, we find crowds still heterogeneous, but not so anonymous—juries, for example, and assemblies. These small crowds experience a new sentiment, unknown to anonymous crowds, that of responsibility which may at times give to their actions a different orientation. Then the parliamentary crowds are to be distinguished from the others because, as Tarde observes with his habitual penetration, they are double crowds: they represent a majority in conflict with one or more minorities, which safeguards them in most cases from unanimity, the most menacing danger which faces crowds.
We come now to homogeneous crowds, of which the first type is the sect. Here are found again individuals differing in birth, in education, in profession, in social status, but united and, indeed, voluntarily cemented by an extremely strong bond, a common faith and ideal. Faith, religious, scientific, or political, rapidly creates a communion of sentiments capable of giving to those who possess it a high degree of homogeneity and power. History records the deeds of the barbarians under the influence of Christianity, and the Arabs transformed into a sect by Mahomet. Because of their sectarian organization, a prediction may be made of what the future holds in store for the socialists.
The sect is a crowd, picked out and permanent; the crowd is a transitory sect which has not chosen its members. The sect is a chronic kind of crowd; the crowd is an acute kind of sect. The crowd is composed of a multitude of grains of sand without cohesion; the sect is a block of marble which resists every effort. When a sentiment or an idea, having in itself a reason for existence, slips into the crowd, its members soon crystallize and form a sect. The sect is then the first crystallization of every doctrine. From the confused and amorphous state in which it manifests itself to the crowd, every idea is predestined to define itself in the more specific form of the sect, to become later a party, a school, or a church—scientific, political, or religious.
Any faith, whether it be Islamism, Buddhism, Christianity, patriotism, socialism, anarchy, cannot but pass through this sectarian phase. It is the first step, the point where the human group in leaving the twilight zone of the anonymous and mobile crowd raises itself to a definition and to an integration which then may lead up to the highest and most perfect human group, the nation.
If the sect is composed of individuals united by a common idea and aim, in spite of diversity of birth, education, and social status, the caste unites, on the contrary, those who could have—and who have sometimes—diverse ideas and aspirations, but who are brought together through identity of profession. The sect corresponds to the community of faith, the caste to the community of professional ideas. The sect is a spontaneous association; the caste is, in many ways, a forced association. After having chosen a profession—let it be priest, soldier, magistrate—a man belongs necessarily to a caste. A person, on the contrary, does not necessarily belong to a sect. And when one belongs to a caste—be he the most independent man in the world—he is more or less under the influence of that which is called esprit de corps.
The caste represents the highest degree of organization to which the homogeneous crowd is susceptible. It is composed of individuals who by their tastes, their education, birth, and social status, resemble each other in the fundamental types of conduct and mores. There are even certain castes, the military and sacerdotal, for example, in which the members at last so resemble one another in appearance and bearing that no disguise can conceal the nature of their profession.
The caste offers to its members ideas already molded, rules of conduct already approved; it relieves them, in short, of the fatigue of thinking with their own brains. When the caste to which an individual belongs is known, all that is necessary is to press a button of his mental mechanism to release a series of opinions and of phrases already made which are identical in every individual of the same caste.
This harmonious collectivity, powerful and eminently conservative, is the most salient analogy which the nations of the Occident present to that of India. In India the caste is determined by birth, and it is distinguished by a characteristic trait: the persons of one caste can live with, eat with, and marry only individuals of the same caste.
In Europe it is not only birth, but circumstances and education which determine the entrance of an individual into a caste; to marry, to frequent, to invite to the same table only people of the same caste, exists practically in Europe as in India. In Europe the above-mentioned prescriptions are founded on convention, but they are none the less observed. We all live in a confined circle, where we find our friends, our guests, our sons- and daughters-in-law.
Misalliances are assuredly possible in Europe; they are impossible in India. But if there religion prohibits them, with us public opinion and convention render them very rare. And at bottom the analogy is complete.
The class is superior to the caste in extent. If the psychological bond of the sect is community of faith, and that of the caste community of profession, the psychological bond of the class is community of interests.
Less precise in its limits, more diffuse and less compact than the caste or the sect, the class represents today the veritable crowd in a dynamic state, which can in a moment’s time descend from that place and become statically a crowd. And it is from the sociological standpoint the most terrible kind of crowd; it is that which today has taken a bellicose attitude, and which by its attitude and precepts prepares the brutal blows of mobs.
We speak of the “conflict of the classes,” and from the theoretical point of view and in the normal and peaceful life that signifies only a contest of ideas by legal means. Always depending upon the occasion, the audacity of one or many men, the character of the situation, the conflict of the classes is transformed into something more material and more violent—into revolt or into revolution.
Finally we arrive at the state (nation). Tocqueville said that the classes which compose society form so many distinct nations. They are the greatest collectivities before coming to the nation, the state.
This is the most perfect type of organization of the crowd, and the final and supreme type, if there is not another collectivity superior in number and extension, the collectivity formed by race.
The bond which unites all the citizens of a state is language and nationality. Above the state there are only the crowds determined by race, which comprise many states. And these are, like the states and like the classes, human aggregates which in a moment could be transformed into violent crowds. But then, and justly, because their evolution and their organization are more developed, their mobs are called armies, and their violences are called wars, and they have the seal of legitimacy unknown in other crowds. In this order of ideas war could be defined as the supreme form of collective crimes.
4. Esprit de Corps, Morale, and Collective Representations of Social Groups[93]
War is no doubt the least human of human relationships. It can begin only when persuasion ends, when arguments fitted to move minds are replaced by the blasting-powder fitted to move rocks and hills. It means that one at least of the national wills concerned has deliberately set aside its human quality—as only a human will can do—and has made of itself just such a material obstruction or menace. Hence war seems, and is often called, a contest of brute forces. Certainly it is the extremest physical effort men make, every resource of vast populations bent to increase the sum of power at the front, where the two lines writhe like wrestlers laboring for the final fall.
Yet it is seldom physical force that decides a long war. For war summons skill against skill, head against head, staying-power against staying-power, as well as numbers and machines against machines and numbers. When an engine “exerts itself” it spends more power, eats more fuel, but uses no nerve; when a man exerts himself, he must bend his will to it. The extremer the physical effort, the greater the strain on the inner or moral powers. Hence the paradox of war: just because it calls for the maximum material performance, it calls out a maximum of moral resource. As long as guns and bayonets have men behind them, the quality of the men, the quality of their minds and wills, must be counted with the power of the weapons.
And as long as men fight in nations and armies, that subtle but mighty influence that passes from man to man, the temper and spirit of the group, must be counted with the quality of the individual citizen and soldier. But how much does this intangible, psychological factor count? Napoleon in his day reckoned it high: “In war, the moral is to the physical as three to one.”
For war, completely seen, is no mere collision of physical forces; it is a collision of will against will. It is, after all, the mind and will of a nation—a thing intangible and invisible—that assembles the materials of war, the fighting forces, the ordnance, the whole physical array. It is this invisible thing that wages the war; it is this same invisible thing that on one side or the other must admit the finish and so end it. As things are now, it is the element of “morale” that controls the outcome.
I say, as things are now; for it is certainly not true as a rule of history that will-power is enough to win a war, even when supported by high fighting spirit, brains, and a good conscience: Belgium had all this, and yet was bound to fall before Germany had she stood alone. Her spirit worked miracles at Liége, delayed by ten days the marching program of the German armies, and thereby saved—perhaps Paris, perhaps Europe. But the day was saved because the issue raised in Serbia and in Belgium drew to their side material support until their forces could compare with the physical advantages of the enemy. Morale wins, not by itself, but by turning scales; it has a value like the power of a minority or of a mobile reserve. It adds to one side or the other the last ounce of force which is to its opponent the last straw that breaks its back.
Perhaps the simplest way of explaining the meaning of morale is to say that what “condition” is to the athlete’s body, morale is to the mind. Morale is condition; good morale is good condition of the inner man: it is the state of will in which you can get most from the machinery, deliver blows with the greatest effect, take blows with the least depression, and hold out for the longest time. It is both fighting-power and staying-power and strength to resist the mental infections which fear, discouragement, and fatigue bring with them, such as eagerness for any kind of peace if only it gives momentary relief, or the irritability that sees large the defects in one’s own side until they seem more important than the need of defeating the enemy. And it is the perpetual ability to come back.
From this it follows that good morale is not the same as good spirits or enthusiasm. It is anything but the cheerful optimism of early morning, or the tendency to be jubilant at every victory. It has nothing in common with the emotionalism dwelt on by psychologists of the “crowd.” It is hardly to be discovered in the early stages of war. Its most searching test is found in the question, How does war-weariness affect you?
No one going from America to Europe in the last year could fail to notice the wide difference between the mind of nations long at war and that of a nation just entering. Over there, “crowd psychology” had spent itself. There was little flag-waving; the common purveyors of music were not everywhere playing (or allowed to play) the national airs. If in some Parisian cinema the Marseillaise was given, nobody stood or sang. The reports of atrocities roused little visible anger or even talk—they were taken for granted. In short, the simpler emotions had been worn out, or rather had resolved themselves into clear connections between knowledge and action. The people had found the mental gait that can be held indefinitely. Even a great advance finds them on their guard against too much joy. As the news from the second victory of the Marne begins to come in, we find this despatch: “Paris refrains from exultation.”
And in the trenches the same is true in even greater degree. All the bravado and illusion of war are gone, also all the nervous revulsion; and in their places a grimly reliable resource of energy held in instant, almost mechanical, readiness to do what is necessary. The hazards which it is useless to speculate about, the miseries, delays, tediums, casualties, have lost their exclamatory value and have fallen into the sullen routine of the day’s work. Here it is that morale begins to show in its more vital dimensions. Here the substantial differences between man and man, and between side and side, begin to appear as they can never appear in training camp.
Fitness and readiness to act, the positive element in morale, is a matter not of good and bad alone, but of degree. Persistence, courage, energy, initiative, may vary from zero upward without limit. Perhaps the most important dividing line—one that has already shown itself at various critical points—is that between the willingness to defend and the willingness to attack, between the defensive and the aggressive mentality. It is the difference between docility and enterprise, between a faith at second hand dependent on neighbor or leader, and a faith at first hand capable of assuming for itself the position of leadership.
But readiness to wait, the negative element in morale, is as important as readiness to act, and oftentimes it is a harder virtue. Patience, especially under conditions of ignorance of what may be brewing, is a torment for active and critical minds such as this people is made of. Yet impetuosity, exceeding of orders, unwillingness to retreat when the general situation demands it, are signs not of good morale but the reverse. They are signs that one’s heart cannot be kept up except by the flattering stimulus of always going forward—a state of mind that may cause a commanding officer serious embarrassment, even to making impossible decisive strokes of strategy.
In fact, the better the morale, the more profound its mystery from the utilitarian angle of judgment. There is something miraculous in the power of a bald and unhesitating announcement of reverse to steel the temper of men attuned to making sacrifices and to meeting emergencies. No one can touch the deepest moral resources of an army or nation who does not know the fairly regal exaltation with which it is possible for men to face an issue—if they believe in it. There are times when men seem to have an appetite for suffering, when, to judge from their own demeanor, the best bait fortune could offer them is the chance to face death or to bear an inhuman load. This state of mind does not exist of itself; it is morale at its best, and it appears only when the occasion strikes a nerve which arouses the super-earthly vistas of human consciousness or subconsciousness. But it commonly appears at the summons of a leader who himself welcomes the challenge of the task he sets before his followers. It is the magic of King Alfred in his appeal to his chiefs to do battle with the Danes, when all that he could hold out to them was the prospect of his own vision,
And the sea rises higher.
Morale, for all the greater purposes of war, is a state of faith; and its logic will be the superb and elusive logic of human faith. It is for this reason that morale, while not identical with the righteousness of the cause, can never reach its height unless the aim of the war can be held intact in the undissembled moral sense of the people. This is one of the provisions in the deeper order of things for the slow predominance of the better brands of justice.
There are still officers in army and navy—not as many as formerly—who believe exclusively in the morale that works its way into every body of recruits through discipline and the sway of esprit de corps. “They know that they’re here to can the Kaiser, and that’s all they need to know,” said one such officer to me very recently. “After a man has been here two months, the worst punishment you can give him is to tell him he can’t go to France right away. The soldier is a man of action; and the less thinking he does, the better.” There is an amount of practical wisdom in this; for the human mind has a large capacity for adopting beliefs that fit the trend of its habits and feelings, and this trend is powerfully molded by the unanimous direction of an army’s purpose. There is an all but irresistible orthodoxy within a body committed to a war. And the current (pragmatic) psychology referred to, making the intelligence a mere instrument of the will, would seem to sanction the maxim, “First decide, and then think accordingly.”
But there are two remarks to be made about this view; first, that in the actual creation of morale within an army corps much thinking is included, and nothing is accomplished without the consent of such thoughts as a man already has. Training does wonders in making morale, when nothing in the mind opposes it. Second, that the morale which is sufficient for purposes of training is not necessarily sufficient for the strains of the field.
The intrinsic weakness of “affective morale,” as psychologists call it, is that it puts both sides on the same mental and moral footing: it either justifies our opponents as well as ourselves, or it makes both sides the creatures of irrational emotion.
Crowds are capable of doing reasonless things upon impulse and of adopting creeds without reflection. But an army is not a crowd; still less is a nation a crowd. A mob or crowd is an unorganized group of people governed by less than the average individual intelligence of its members. Armies and nations are groups of people so organized that they are controlled by an intelligence higher than the average. The instincts that lend, and must lend, their immense motive-power to the great purposes of war are the servants, not the masters, of that intelligence.
III. INVESTIGATIONS AND PROBLEMS
1. The Scientific Study of Societies
Interest in the study of “society as it is” has had its source in two different motives. Travelers’ tales have always fascinated mankind. The ethnologists began their investigations by criticising and systematizing the novel and interesting observations of travelers in regard to customs, cultures, and behavior of people of different races and nationalities. Their later more systematic investigations were, on the whole, inspired by intellectual curiosity divorced from any overwhelming desire to change the manner of life and social organizations of the societies studied.
The second motive for the systematic observation of actual society came from persons who wanted social reforms but who were forced to realize the futility of Utopian projects. The science of sociology as conceived by Auguste Comte was to substitute fact for doctrines about society. But his attempt to interpret social evolution resulted in a philosophy of history, not a natural science of society.
Herbert Spencer appreciated the fact that the new science of sociology required an extensive body of materials as a basis for its generalizations. Through the work of assistants he set himself the monumental task of compiling historical and cultural materials not only upon primitive and barbarous peoples but also upon the Hebrews, the Phoenicians, the French and the English. These data were classified and published in eight large volumes under the title Descriptive Sociology.
The study of human societies was too great to be satisfactorily compassed by the work of one man. Besides that, Spencer, like most English sociologists, was more interested in the progress of civilization than in its processes. Spencer’s Sociology is still a philosophy of history rather than a science of society. The philosophy of history took for its unit of investigation and interpretation the evolution of human society as a whole. The present trend in sociology is toward the study of societies rather than society. Sociological research has been directed less to a study of the stages of evolution than to the diagnosis and control of social problems.
Modern sociology’s chief inheritance from Comte and Spencer was a problem in logic: What is a society?
Manifestly if the relations between individuals in society are not merely formal, and if society is something more than the sum of its parts, then these relations must be defined in terms of interaction, that is to say, in terms of process. What then is the social process; what are the social processes? How are social processes to be distinguished from physical, chemical, or biological processes? What is, in general, the nature of the relations that need to be established in order to make of individuals in society, members of society? These questions are fundamental since they define the point of view of sociology and describe the sort of facts with which the science seeks to deal. Upon these questions the schools have divided and up to the present time there is no very general consensus among sociologists in regard to them. The introductory chapter to this volume is at once a review of the points of view and an attempt to find answers. In the literature to which reference is made at the close of chapter iii the logical questions involved are discussed in a more thoroughgoing way than has been possible to do in this volume.
Fortunately science does not wait to define its points of view nor solve its theoretical problems before undertaking to analyze and collect the facts. The contrary is nearer the truth. Science collects facts and answers the theoretical questions afterward. In fact, it is just its success in analyzing and collecting facts which throw light upon human problems that in the end justifies the theories of science.
2. Surveys of Communities
The historian and the philosopher introduced the sociologist to the study of society. But it was the reformer, the social worker, and the business man who compelled him to study the community.
The study of the community is still in its beginnings. Nevertheless, there is already a rapidly growing literature on this topic. Ethnologists have presented us with vivid and detailed pictures of primitive communities as in McGee’s The Seri Indians, Jenk’s The Bontoc Igorot, Rivers’ The Todas. Studies of the village communities of India, of Russia, and of early England have thrown new light upon the territorial factor in the organization of societies.
More recently the impact of social problems has led to the intensive study of modern communities. The monumental work of Charles Booth, Life and Labour of the People in London, is a comprehensive description of conditions of social life in terms of the community. In the United States, interest in community study is chiefly represented by the social-survey movement which received impetus from the Pittsburgh Survey of 1907. For sociological research of greater promise than the survey are the several monographs which seek to make a social analysis of the community, as Williams, An American Town, or Galpin, The Social Anatomy of an Agricultural Community. With due recognition of these auspicious beginnings, it must be confessed that there is no volume upon human communities comparable with several works upon plant and animal communities.
3. The Group as a Unit of Investigation
The study of societies is concerned primarily with types of social organization and with attitudes and cultural elements embodied in them. The survey of communities deals essentially with social situations and the problems connected with them.
The study of social groups was a natural outgrowth of the study of the individual. In order to understand the person it is necessary to consider the group. Attention first turned to social institutions, then to conflict groups, and finally to crowds and crowd influences.
Social institutions were naturally the first groups to be studied with some degree of detachment. The work of ethnologists stimulated an interest in social origins. Evolution, though at first a purely biological conception, provoked inquiry into the historical development of social structure. Differences in institutions in contemporary societies led to comparative study. Critics of institutions, both iconoclasts without and reformers within, forced a consideration of their more fundamental aspects.
The first written accounts of conflict groups were quite naturally of the propagandist type both by their defenders and by their opponents. Histories of nationalities, for example, originated in the patriotic motive of national glorification. With the acceptance of objective standards of historical criticism the ground was prepared for the sociological study of nationalities as conflict groups. A school of European sociologists represented by Gumplowicz, Ratzenhofer, and Novicow stressed conflict as the characteristic behavior of social groups. Beginnings, as indicated in the bibliography, have been made of the study of various conflict groups as gangs, labor unions, parties, and sects.
The interest in the mechanism of the control of the individual by the group has been focused upon the study of the crowd. Tarde and Le Bon in France, Sighele in Italy, and Ross in the United States were the pioneers in the description and interpretation of the behavior of mobs and crowds. The crowd phenomena of the Great War have stimulated the production of several books upon crowds and crowd influences which are, in the main, but superficial and popular elaborations of the interpretations of Tarde and Le Bon. Concrete material upon group behavior has rapidly accumulated, but little or no progress has been made in its sociological explanation.
At present there are many signs of an increasing interest in the study of group behavior. Contemporary literature is featuring realistic descriptions. Sinclair Lewis in Main Street describes concretely the routine of town life with its outward monotony and its inner zest. Newspapers and magazines are making surveys of the buying habits of their readers as a basis for advertising. The federal department of agriculture in co-operation with schools of agriculture is making intensive studies of rural communities. Social workers are conscious that a more fundamental understanding of social groups is a necessary basis for case work and community organization. Surveys of institutions and communities are now being made under many auspices and from varied points of view. All this is having a fruitful reaction upon the sociological theory.
4. The Study of the Family
The family is the earliest, the most elementary, and the most permanent of social groups. It has been more completely studied, in all its various aspects, than other forms of human association. Methods of investigation of family life are typical of methods that may be employed in the description of other forms of society. For that reason more attention is given here to studies of family life than it is possible or desirable to give to other and more transient types of social groups.
The descriptions of travelers, of ethnologists and of historians made the first contributions to our knowledge of marriage, ceremonials, and family organization among primitive and historical peoples. Early students of these data devised theories of stages in the evolution of the family. An anthology might be made of the conceptions that students have formulated of the original form of the family, for example, the theory of the matriarchate by Bachofen, of group marriage growing out of earlier promiscuous relations by Morgan, of the polygynous family by Darwin, of pair marriage by Westermarck. An example of the ingenious, but discarded method of arranging all types of families observed in a series representing stages of the evolution is to be found in Morgan’s Ancient Society. A survey of families among primitive peoples by Hobhouse, Ginsberg, and Wheeler makes the point that even family life is most varied upon the lower levels of culture, and that the historical development of the family with any people must be studied in relation to the physical and social environment.
The evolutionary theory of the family has, however, furnished a somewhat detached point of view for the criticism of the modern family. Social reformers have used the evolutionary theory as a formula to justify attacks upon the family as an institution and to support the most varied proposals for its reconstruction. Books like Ellen Key’s Love and Marriage and Meisel-Hess, The Sexual Crisis are not scientific studies of the family but rather social political philippics directed against marriage and the family.
The interest stimulated by ethnological observation, historical study, and propagandist essays has, however, turned the attention of certain students to serious study of the family and its problems. Howard’s History of Matrimonial Institutions is a scholarly and comprehensive treatise upon the evolution of the legal status of the family. Annual statistics of marriage and divorce are now compiled and published by all the important countries except the United States government. In the United States, however, three studies of marriages and divorces have been made; one in 1887-88, by the Department of Labor, covering the twenty years from 1867-86 inclusive; another in 1906-7, by the Bureau of the Census, for the twenty years 1887-1906; and the last, also by the Bureau of the Census, for the year 1916.
The changes in family life resulting from the transition from home industry to the factory system have created new social problems. Problems of woman and child labor, unemployment, and poverty are a product of the machine industry. Attempts to relieve the distress under conditions of city life resulted in the formation of charity organization societies and other philanthropic institutions, and in attempts to control the behavior of the individuals and families assisted. The increasing body of experience gained by social agencies has gradually been incorporated in the technique of the workers. Mary Richmond in Social Diagnosis has analyzed and standardized the procedure of the social case worker.
Less direct but more fundamental studies of family life have been made by other investigators. Le Play, a French social economist, who lived with the families which he observed, introduced the method of the monographic study of the economic organization of family life. Ernst Engel, from his study of the expenditure of Saxon working-class families, formulated so-called “laws” of the relation between family income and family outlay. Recent studies of family incomes and budgets by Chapin, Ogburn, and others have thrown additional light upon the relationship between wages and the standard of living. Interest in the economics of the family is manifested by an increasing number of studies in dietetics, household administration and domestic science.
Westermarck in his History of Human Marriage attempted to write a sociology of the family. Particularly interesting is his attempt to compare the animal family with that of man. The effect of this was to emphasize instinctive and biological aspects of the family rather than its institutional character. The basis for a psychology of family life was first laid in the Studies in the Psychology of Sex by Havelock Ellis. The case studies of individuals by psychoanalysts often lead into family complexes and illuminate the structure of family attitudes and wishes.
The sociological study of the family as a natural and a cultural group is only now in its beginnings. An excellent theoretical study of the family as a unity of interacting members is presented in Bosanquet, The Family. The family as defined in the mores has been described and interpreted, as for example, by Thomas in his analysis of the organization of the large peasant family group in the first two volumes of the Polish Peasant. Materials upon the family in the United States have been brought together by Calhoun in his Social History of the American Family.
While the family is listed by Cooley among primary groups, the notion is gaining ground that it is primary in a unique sense which sets it apart from all other social groups. The biological interdependence and co-operation of the members of the family, intimacies of closest and most enduring contacts have no parallel among other human groups. The interplay of the attractions, tensions, and accommodations of personalities in the intimate bonds of family life have up to the present found no concrete description or adequate analysis in sociological inquiry.
The best case studies of family life at present are in fiction, not in the case records of social agencies, nor yet in sociological literature. Arnold Bennett’s trilogy, Clayhanger, Hilda Lessways, and These Twain, suggests a pattern not unworthy of consideration by social workers and sociologists. The Pastor’s Wife, by the author of Elizabeth and Her German Garden, is a delightful contrast of English and German mores in their effect upon the intimate relations of family life.
In the absence of case studies of the family as a natural and cultural group the following tentative outline for sociological study is offered:
1. Location and extent in time and space.—Genealogical tree as retained in the family memory; geographical distribution and movement of members of small family group and of large family group; stability or mobility of family; its rural or urban location.
2. Family traditions and ceremonials.—Family romance; family skeleton; family ritual, as demonstration of affection, family events, etc.
3. Family economics.—Family communism; division of labor between members of the family; effect of occupation of its members.
4. Family organization and control.—Conflicts and accommodation; superordination and subordination; typical forms of control—patriarchy, matriarchy, consensus, etc.; family esprit de corps, family morale, family objectives; status in community.
5. Family behavior.—Family life from the standpoint of the four wishes (security, response, recognition, and new experience); family crises; the family and the community; familism versus individualism; family life and the development of personality.
SELECTED BIBLIOGRAPHY
I. THE DEFINITION OF SOCIETY
(1) Kistiakowski, Dr. Th. Gesellschaft und Einselwesen; eine methodologische Studie. Berlin, 1899. [A review and criticism of the principal conceptions of society with reference to their value for a natural science of society.]
(2) Barth, Paul. Die Philosophie der Geschichte als Sociologie. Leipzig, 1897. [A comparison of the different schools and an attempt to interpret them as essays in the philosophy of history.]
(3) Espinas, Alfred. Des sociétés animales. Paris, 1877. [A definition of society based upon a comparative study of animal associations, communities, and societies.]
(4) Spencer, Herbert. “The Social Organism,” Essays, Scientific, Political and Speculative. I, 265-307. New York, 1892. [First published in The Westminster Review for January, 1860.]
(5) Lazarus, M., and Steinthal, H. “Einleitende Gedanken zur Völkerpsychologie als Einladung zu einer Zeitschrift für Völkerpsychologie und Sprachwissenschaft,” Zeitschrift für Völkerpsychologie und Sprachwissenschaft, I (1860), 1-73. [This is the most important early attempt to interpret social phenomena from a social psychological point of view. See p. 35 for definition of Volk “the people.”]
(6) Knapp, G. Friedrich. “Quételet als Theoretiker,” Jahrbücher für Nationalökonomie und Statistik, XVIII (1872), 89-124.
(7) Lazarus, M. Das Leben der Seele in Monographien über seine Erscheinungen und Gesetze. Berlin, 1876.
(8) Durkheim, Émile. “Représentations individuelles et représentations collectives,” Revue de métaphysique et de morale, VI (1898), 273-302.
(9) Simmel, Georg. Über sociale Differenzierung. Sociologische und psychologische Untersuchungen. Leipzig, 1890.
[See also in Bibliography, chap. i, volumes listed under Systematic Treatises.]
II. PLANT COMMUNITIES AND ANIMAL SOCIETIES
(1) Clements, Frederic E. Plant Succession. An analysis of the development of vegetation. Carnegie Institution of Washington, 1916.
(2) Wheeler, W. M. “The Ant-Colony as an Organism,” Journal of Morphology, XXII (1911), 307-25.
(3) Parmelee, Maurice. The Science of Human Behavior. Biological and Psychological Foundations. New York, 1913. [Bibliography.]
(4) Massart, J., and Vandervelde, É. Parasitism, Organic and Social. 2d ed. Translated by W. Macdonald. Revised by J. Arthur Thomson. London, 1907.
(5) Warming, Eug. Oecology of Plants. An introduction to the study of plant communities. Oxford, 1909. [Bibliography.]
(6) Adams, Charles C. Guide to the Study of Animal Ecology. New York, 1913. [Bibliography.]
(7) Waxweiler, E. “Esquisse d’une sociologie,” Travaux de l’Institut de Sociologie (Solvay), Notes et mémoires, Fasc. 2. Bruxelles, 1906.
(8) Reinheimer, H. Symbiosis. A socio-physiological study of evolution. London, 1920.
III. THE CLASSIFICATION OF SOCIAL GROUPS
A. Types of Social Group
1. Non-territorial Groups:
(1) Le Bon, Gustave. The Crowd. A study of the popular mind. London, 1897.
(2) Sighele, S. Psychologie des sectes. Paris, 1898.
(3) Tarde, G. L’opinion et la foule. Paris, 1901.
(4) Fahlbeck, Pontus. Klasserna och Samhallet. Stockholm, 1920. (Book review in American Journal of Sociology, XXVI [1920-21], 633-34.)
(5) Nesfield, John C. Brief View of the Caste System of the North-western Provinces and Oudh. Allahabad, 1885.
2. Territorial Groups:
(1) Simmel, Georg. “Die Grossstädte und das Geistesleben,” Die Grossstadt, Vorträge und Aufsätze zur Städteausstellung, von K. Bücher, F. Ratzel, G. v. Mayr, H. Waentig, G. Simmel, Th. Peterman, und D. Schäfer. Dresden, 1903.
(2) Galpin, C. J. The Social Anatomy of an Agricultural Community. Madison, Wis., 1915. (Agricultural experiment station of the University of Wisconsin. Research Bulletin 34.) [See also Rural Life, New York, 1918.]
(3) Aronovici, Carol. The Social Survey. Philadelphia, 1916.
(4) McKenzie, R. D. The Neighborhood. A study of local life in Columbus, Ohio. Chicago, 1921 [in press].
(5) Park, Robert E. “The City. Suggestions for the Investigation of Human Behavior in the City Environment,” American Journal of Sociology, XX (1914-15), 577-612.
(6) Sims, Newell L. The Rural Community, Ancient and Modern. New York, 1920.
B. Studies of Individual Communities:
(1) Maine, Sir Henry. Village-Communities in the East and West. London, 1871.
(2) Baden-Powell, H. The Indian Village Community. Examined with reference to the physical, ethnographic, and historical conditions of the provinces. London, 1896.
(3) Seebohm, Frederic. The English Village Community. Examined in its relations to the manorial and tribal systems and to the common or open field system of husbandry. An essay in economic history. London, 1883.
(4) McGee, W. J. “The Seri Indians,” Bureau of American Ethnology 17th Annual Report 1895-96. Washington, 1898.
(5) Rivers, W. H. R. The Todas. London and New York, 1906.
(6) Jenks, Albert. The Bontoc Igorot. Manila, 1905.
(7) Stow, John. A Survey of London. Reprinted from the text of 1603 with introduction and notes by C. L. Kingsford. Oxford, 1908.
(8) Booth, Charles. Life and Labour of the People in London, 9 vols. London and New York, 1892-97. 8 additional volumes, 1902.
(9) Kellogg, P. U., ed. The Pittsburgh Survey. Findings in 6 vols. Russell Sage Foundation, New York, 1909-14.
(10) Woods, Robert. The City Wilderness. A settlement study, south end of Boston. Boston, 1898. ——. Americans in Process. A settlement study, north and west ends of Boston. Boston, 1902.
(11) Kenngott, G. F. The Record of a City. A social survey of Lowell, Massachusetts. New York, 1912.
(12) Harrison, Shelby M., ed. The Springfield Survey. A study of social conditions in an American city. Findings in 3 vols. Russell Sage Foundation. New York, 1918.
(13) Roberts, Peter. Anthracite Coal Communities. A study of the demography, the social, educational, and moral life of the anthracite regions. New York and London, 1904.
(14) Williams, J. M. An American Town. A sociological study. New York, 1906.
(15) Wilson, Warren H. Quaker Hill. A sociological study. New York, 1907.
(16) Taylor, Graham R. Satellite Cities. A study of industrial suburbs. New York and London, 1915.
(17) Lewis, Sinclair. Main Street. New York, 1920.
(18) Kobrin, Leon. A Lithuanian Village. Translated from the Yiddish by Isaac Goldberg. New York, 1920.
IV. THE STUDY OF THE FAMILY
A. The Primitive Family
1. The Natural History of Marriage:
(1) Bachofen, J. J. Das Mutterrecht. Eine Untersuchung über die Gynaikokratie der alten Welt nach ihrer religiösen und rechtlichen Natur. Stuttgart, 1861.
(2) Westermarck, E. The History of Human Marriage. London, 1891.
(3) McLennan, J. F. Primitive Marriage. An inquiry into the origin of the form of capture in marriage ceremonies. Edinburgh, 1865.
(4) Tylor, E. B. “The Matriarchal Family System,” Nineteenth Century, XL (1896), 81-96.
(5) Dargun, L. von. Mutterrecht und Vaterrecht. Leipzig, 1892.
(6) Maine, Sir Henry. Dissertations on Early Law and Custom. Chap. vii. London, 1883.
(7) Letourneau, C. The Evolution of Marriage and of the Family. (Trans.) New York, 1891.
(8) Kovalevsky, M. Tableau des origines et de l’évolution de la famille et de la propriété. Stockholm, 1890.
(9) Lowie, Robert H. Primitive Society. New York, 1920.
(10) Starcke, C. N. The Primitive Family in Its Origin and Development. New York, 1889.
(11) Hobhouse, L. T., Wheeler, G. C., and Ginsberg, M. The Material Culture and Social Institutions of the Simpler Peoples. London, 1915.
(12) Parsons, Elsie Clews. The Family. An ethnographical and historical outline. New York and London, 1906.
2. Studies of Family Life in Different Cultural Areas:
(1) Spencer, B., and Gillen, F. J. The Native Tribes of Central Australia. Chap. iii, “Certain Ceremonies Concerned with Marriage,” pp. 92-111. London and New York, 1899.
(2) Rivers, W. H. R. Kinship and Social Organization. “Studies in Economics and Political Science,” No. 36. In the series of monographs by writers connected with the London School of Economics and Political Science. London, 1914.
(3) Rivers, W. H. R. “Kinship,” Cambridge Anthropological Expedition to Torres Straits, Report. V, 129-47, VI, 92-125.
(4) Kovalevsky, M. “La famille matriarcale au Caucase,” L’Anthropologie, IV (1893), 259-78.
(5) Thomas, N. W. Kinship Organizations and Group Marriage in Australia. Cambridge, 1906.
(6) Malinowski, Bronislaw. The Family among the Australian Aborigines. A sociological study. London, 1913.
B. Materials for the Study of Familial Attitudes and Sentiments
(1) Frazer, J. G. Totemism and Exogamy. A treatise on certain early forms of superstition and society. London, 1910.
(2) Durkheim, É. “La prohibition de l’inceste et ses origines,” L’année sociologique. I (1896-97), 1-70.
(3) Ploss, H. Das Weib in der Natur- und Völkerkunde. Leipzig, 1902.
(4) Lasch, R. “Der Selbstmord aus erotischen Motiven bei den primitiven Völkern,” Zeitschrift für Sozialwissenschaft, II (1899), 578-85.
(5) Jacobowski, L. “Das Weib in der Poesie der Hottentotten,” Globus, LXX (1896), 173-76.
(6) Stoll, O. Das Geschlechtsleben in der Völkerpsychologie. Leipzig, 1908.
(7) Crawley, A. E. “Sexual Taboo: A Study in the Relations of the Sexes,” The Journal of the Anthropological Institute, XXIV (1894-95), 116-25; 219-35; 430-46.
(8) Simmel, G. “Zur Psychologie der Frauen,” Zeitschrift für Völkerpsychologie und Sprachwissenschaft, XX, 6-46.
(9) Finck, Henry T. Romantic Love and Personal Beauty. Their development, causal relations, historic and national peculiarities. London and New York, 1887.
(10) ——. Primitive Love and Love Stories. New York, 1899.
(11) Kline, L. W. “The Migratory Impulse versus Love of Home,” American Journal of Psychology, X (1898-99), 1-81.
(12) Key, Ellen. Love and Marriage. Translated from the Swedish by A. G. Chater; with a critical and biographical introduction by Havelock Ellis. New York and London, 1912.
(13) Meisel-Hess, Grete. The Sexual Crisis. A critique of our sex life. Translated from the German by E. and C. Paul. New York, 1917.
(14) Bloch, Iwan. The Sexual Life of Our Time in Its Relation to Modern Civilization. Translated from the 6th German ed. by M. Eden Paul. Chap. viii, “The Individualization of Love,” pp. 159-76. London, 1908.
C. Economics of the Family
(1) Grosse, Ernst. Die Formen der Familie und die Formen der Wirtschaft. Freiburg, 1896.
(2) Le Play, P. G. Frédéric. Les ouvriers européens. Études sur les travaux, la vie domestique, et la condition morale des populations ouvrières de l’Europe. Précédées d’un exposé de la méthode d’observation. Paris, 1855. [Comprises a series of 36 monographs on the budgets of typical families selected from the most diverse industries.]
(3) Le Play, P. G. Frédéric. L’organisation de la famille. Selon le vrai modèle signalé par l’histoire de toutes les races et de tous les temps. Paris, 1871.
(4) Engel, Ernst. Die Lebenskosten belgischer Arbeiter-Familien früher und jetzt. Ermittelt aus Familien-Haushaltrechnungen und vergleichend zusammengestellt. Dresden, 1895.
(5) Chapin, Robert C. The Standard of Living among Workingmen’s Families in New York City. Russell Sage Foundation. New York, 1909.
(6) Talbot, Marion, and Breckinridge, Sophonisba P. The Modern Household. Rev. ed. Boston, 1919. [Bibliography at the end of each chapter.]
(7) Nesbitt, Florence. Household Management. Preface by Mary E. Richmond. Russell Sage Foundation. New York, 1918.
D. The Sociology of the Family
1. Studies in Family Organization:
(1) Bosanquet, Helen. The Family. London and New York, 1906.
(2) Durkheim, É. “Introduction à la sociologie de la famille.” Annales de la faculté des lettres de Bordeaux (1888), 257-81.
(3) ——. “La famille conjugale,” Revue philosophique, XLI (1921), 1-14.
(4) Howard, G. E. A History of Matrimonial Institutions Chiefly in England and the United States. With an introductory analysis of the literature and theories of primitive marriage and the family. 3 vols. Chicago, 1904.
(5) Thwing, Charles F. and Carrie F. B. The Family. A historical and social study. Boston, 1887.
(6) Goodsell, Willystine. A History of the Family as a Social and Educational Institution. New York, 1915.
(7) Dealey, J. Q. The Family in Its Sociological Aspects. Boston, 1912.
(8) Calhoun, Arthur W. A Social History of the American Family from Colonial Times to the Present. 3 vols. Cleveland, 1917-19. [Bibliography.]
(9) Thomas, W. I., and Znaniecki, F. The Polish Peasant in Europe and America. “Primary-Group Organization,” I, 87-524, II. Boston, 1918. [A study based on correspondence between members of the family in America and Poland.]
(10) Du Bois, W. E. B. The Negro American Family. Atlanta, 1908. [Bibliography.]
(11) Williams, James M. “Outline of a Theory of Social Motives,” American Journal of Sociology, XV (1909-10), 741-80. [Theory of motives based upon observation of rural and urban families.]
2. Materials for the Study of Family Disorganization:
(1) Willcox, Walter F. The Divorce Problem. A study in statistics. (“Columbia University Studies in History, Economics and Public Law,” Vol. I. New York, 1891.)
(2) Lichtenberger, J. P. Divorce. A study in social causation. New York, 1909.
(3) United States Bureau of the Census. Marriage and Divorce, 1867-1906. 2 vols. Washington, 1908-09. [Results of two federal investigations.]
(4) ——. Marriage and Divorce 1916. Washington, 1919.
(5) Eubank, Earle E. A Study in Family Desertion. Department of Public Welfare. Chicago, 1916. [Bibliography.]
(6) Breckinridge, Sophonisba P., and Abbott, Edith. The Delinquent Child and the Home. A study of the delinquent wards of the Juvenile Court of Chicago. Russell Sage Foundation. New York, 1912.
(7) Colcord, Joanna. Broken Homes. A study of family desertion and its social treatment. Russell Sage Foundation. New York, 1919.
(8) Kammerer, Percy G. The Unmarried Mother. A study of five hundred cases. Boston, 1918.
(9) Ellis, Havelock. The Task of Social Hygiene. Boston, 1912.
(10) Myerson, Abraham. “Psychiatric Family Studies,” American Journal of Insanity, LXXIV (April, 1918), 497-555.
(11) Morrow, Prince A. Social Diseases and Marriage. Social prophylaxis. New York, 1904.
(12) Periodicals on Social Hygiene:
Zeitschrift für Sexualwissenschaft, Bd. 1, April, 1914-, Bonn [1915-].
Social Hygiene, Vol. I, December, 1914-, New York [1915-].
Die Neuere Generation, Bd. I, 1908-Berlin [1908-]. Preceded by Mutterschutz, Vols. I-III.
TOPICS FOR WRITTEN THEMES
1. Society and the Individual: The Cardinal Problem of Sociology.
2. Historic Conceptions of Society: Aristotle, Hobbes, Rousseau, etc.
3. Plant Communities.
4. Animal Societies: The Ant Colony, the Bee Hive.
5. Animal Communities, or Studies in Animal Ecology.
6. Human Communities, Human Ecology, and Economics.
7. The Natural Areas of the City.
8. Studies in Group Consciousness: National, Sectional, State, Civic.
9. Co-operation versus Consensus.
10. Taming as a Form of Social Control.
11. Domestication among Plants, Animals, and Man.
12. Group Unity and the Different Forms of Consensus: Esprit de corps, Morale, Collective Representations.
13. The Social Nature of Concepts.
14. Conduct and Behavior.
QUESTIONS FOR DISCUSSION
1. What, in your opinion, are the essential elements in Espinas’ definition of society?
2. In what sense does society differ from association?
3. According to Espinas’ definition, which of the following social relations would constitute society: robber and robbed; beggar and almsgiver; charity organization and recipients of relief; master and slave; employer and employee?
4. What illustrations of symbiosis in human society occur to you?
5. Are changes resulting from human symbiosis changes (a) of structure, or (b) of function?
6. What are the likenesses and the differences between social symbiosis in human and in ant society?
7. What is the difference between taming and domestication?
8. What is the relation of domestication to society?
9. Is man a tamed or a domesticated animal?
10. What are the likenesses between a plant and a human community? What are the differences?
11. What is the fundamental difference between a plant community and an ant society?
12. What are the differences between human and animal societies?
13. Does the ant have customs? ceremonies?
14. Do you think that there is anything akin to public sentiment in ant society?
15. What is the relation of education to social heredity?
16. In what way do you differentiate between the characteristic behavior of machines and human beings?
17. “Society not only continues to exist by transmission, by communication, but it may fairly be said to exist in transmission, in communication.” Interpret.
18. How does Dewey’s definition of society differ from that of Espinas? Which do you prefer? Why?
19. Is consensus synonymous with co-operation?
20. Under what conditions would Dewey characterize the following social relations as society: master and slave; employer and employee; parent and child; teacher and student?
21. In what sense does the communication of an experience to another person change the experience itself?
22. In what sense are concepts social in contrast with sensations which are individual? Would it be possible to have concepts outside of group life?
23. How does Park distinguish between behavior and conduct?
24. In what ways is human society in its origin and continuity based on conduct?
25. To what extent does “the animal nature of man” (Hobhouse) provide a basis for the social organization of life?
26. What, according to Hobhouse, are the differentia of human morality from animal behavior?
27. What do you understand by a collective representation?
28. How do you distinguish between the terms society, social community, and group? Can you name a society that could not be considered as a community? Can you name a community that is not a society?
29. In what, fundamentally, does the unity of the group consist?
30. What groups are omitted in Le Bon’s classification of social groups? Make a list of all the groups, formal and informal, of which you are a member. Arrange these groups under the classification given in the General Introduction (p. 50). Compare this classification with that made by Le Bon.
31. How do you distinguish between esprit de corps, morale, and collective representation as forms of consensus?
32. Classify under esprit de corps, morale, or collective representation the following aspects of group behavior: rooting at a football game; army discipline; the flag; college spirit; the so-called “war psychosis”; the fourteen points of President Wilson; “the English never know when they are beaten”; slogans; “Paris refrains from exultation”; crowd enthusiasm; the Golden Rule; “where there’s a will there’s a way”; Grant’s determination, “I’ll fight it out this way if it takes all summer”; ideals.
33. “The human mind has a large capacity for adopting beliefs that fit the trends of its habits and feelings.” Give concrete illustrations outside of army life.
34. What is the importance of the study of the family as a social group?
FOOTNOTES:
[80] See supra, chap. i, pp. 50-51.
[81] Translated from Alfred Espinas, Des sociétés animales (1878), pp. 157-60.
[82] Adapted from William M. Wheeler, Ants, Their Structure, Development, Behavior, pp. 339-424. (Columbia University Press, 1910.)
[83] Adapted from P. Chalmers Mitchell, The Childhood of Animals, pp. 204-21. (Frederick A. Stokes & Co., 1912.)
[84] Adapted from Eugenius Warming, Oecology of Plants, pp. 12-13, 91-95. (Oxford University Press, 1909.)
[85] Adapted from William E. Wheeler, Ants, Their Structure, Development, and Behavior, pp. 5-7. (Columbia University Press, 1910.)
[86] From John Dewey, Democracy and Education, pp. 1-7. (Published by The Macmillan Co., 1916. Reprinted by permission.)
[87] From Robert E. Park, Principles of Human Behavior, pp. 1-9. (The Zalaz Corporation, 1915.)
[88] Adapted from L. T. Hobhouse, Morals in Evolution, pp. 1-2, 10-12. (Henry Holt & Co., 1915.)
[89] Adapted from Émile Durkheim, Elementary Forms of Religious Life, pp. 432-37. (Allen & Unwin, 1915.)
[90] From Albion W. Small, General Sociology, pp. 495-97. (The University of Chicago Press, 1905.)
[91] From R. E. Park, “Education in Its Relation to the Conflict and Fusion of Cultures,” in the Publications of the American Sociological Society, VIII (1918), 38-40.
[92] Translated from S. Sighele, Psychologie des Sectes, pp. 42-51. (M. Giard et Cie., 1898.)
[93] Adapted from William E. Hocking, Morale and Its Enemies, pp. 3-37. (Yale University Press, 1918.)